Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John HenningfieldLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
Jesse David WagnerLPL Financial LLCCetera Advisor Networks LLC10-17-2018
Tegan D SchultzMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC04-18-2017
Edwin N HeckerSecurities America, Inc.Cetera Advisor Networks LLC12-07-2016
Brett Patrick WelchSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
David Kenneth SorensenSecurities America, Inc.Cetera Advisor Networks LLC$2511-09-2016
David Samuel LicarySecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Kay Ann FreitagSecurities America, Inc.Cetera Advisor Networks LLC$2511-09-2016
Roland Walter MollSecurities America, Inc.Cetera Advisor Networks LLC$1011-09-2016
Wayne Devonne BisekSecurities America, Inc.Cetera Advisor Networks LLC$5011-09-2016
William Russell NeubauerSecurities America, Inc.Cetera Advisor Networks LLC$5011-09-2016
Michael Scott WiswellGradient Securities, LLCCetera Advisor Networks LLC$110-23-2015
Paula R PossinLPL Financial LLCCetera Advisor Networks LLC07-02-2015
Karen Jeanne WickGWFS Equities, Inc.Cetera Advisor Networks LLC$5008-12-2014
William Richard KaczmarekQuestar Capital CorporationCetera Advisor Networks LLC10-31-2013
Derek John PeltierCountry Capital Management CompanyCetera Advisor Networks LLC07-25-2013
Derek Robert SchanhoferAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC08-08-2012
Jason S MeitznerAmeritas Investment Corp.Cetera Advisor Networks LLC05-23-2012
Eric Wayne BoucherAmeritas Investment Corp.Cetera Advisor Networks LLC01-30-2012
Cheri Dianne AdairLPL Financial LLCCetera Advisor Networks LLC09-30-2009
Eric Marvin DyeINVEST Financial CorporationCetera Advisor Networks LLC07-10-2009
Gina Rose GladwellINVEST Financial CorporationCetera Advisor Networks LLC07-10-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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