Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Lee GraysonINVEST Financial CorporationCetera Investment Services LLC11-03-2015
Mary Therese RyanLPL Financial LLCCetera Investment Services LLC06-09-2015
Xiong LeeLPL Financial LLCCetera Investment Services LLC06-09-2015
Brian John NygaardMML Investors Services, LLCCetera Investment Services LLC09-30-2014
Jeffrey Scott BoehmRaymond James Financial Services, Inc.Cetera Investment Services LLC02-27-2013
Justin Mark LevanetzJ.P. Morgan Securities LLCCetera Investment Services LLC12-18-2012
Scott James GregoryWells Fargo Clearing Services, LLCCetera Investment Services LLC10-24-2011
Andrew Gerard StarostaLPL Financial LLCCetera Investment Services LLC10-17-2011
Peter Eugene CongdonRaymond James Financial Services, Inc.Cetera Investment Services LLC09-06-2011
Miguel Angel EscobedoFintegra, LLCCetera Investment Services LLC04-21-2010
Stephanie Marie PutnamFintegra, LLCCetera Investment Services LLC03-01-2010
Stefanie Ann TheuerM&I Financial Advisors, Inc.Cetera Investment Services LLC09-28-2009
Marc Kenneth WojcikNations Financial Group, Inc.Cetera Investment Services LLC05-01-2009
Karl James WeizenickerChase Investment Services Corp.Cetera Investment Services LLC02-01-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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