Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Michael DurfeyAmeriprise Financial Services, Inc.Chase Investment Services Corp.06-02-2011
Mary Elizabeth BushAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25002-04-2009
Jean A. WanishAssociated Investment Services, Inc.Chase Investment Services Corp.$15005-03-2011
Michael Alfred YouakimAssociated Investment Services, Inc.Chase Investment Services Corp.01-10-2011
Kelly Gerard WatzkaAssociated Investment Services, Inc.Chase Investment Services Corp.$50010-25-2010
Gary T BrewtonAssociated Investment Services, Inc.Chase Investment Services Corp.06-01-2009
Jeanine Marie RoundsAssociated Investment Services, Inc.Chase Investment Services Corp.$25001-27-2009
Jonathan Michael FioritoAXA Advisors, LLCChase Investment Services Corp.01-26-2011
Charles Leroy Butler Jr.B. C. Ziegler and CompanyChase Investment Services Corp.10-26-2009
Michael Brandon PruittBMO Harris Financial Advisors, Inc.Chase Investment Services Corp.$10008-27-2012
Alexander E BrownGWFS Equities, Inc.Chase Investment Services Corp.04-16-2012
Peter Knudsen Oleson Jr.LaSalle St Securities, L.L.C.Chase Investment Services Corp.10-11-2012
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Glen A NeeleyLPL Financial LLCChase Investment Services Corp.07-27-2012
Catherine Lynne BlakleyLPL Financial LLCChase Investment Services Corp.06-25-2012
Lisa Lynn LopacinskiLPL Financial LLCChase Investment Services Corp.$10004-19-2011
Shannon James BlountM&I Investment Management Corp.Chase Investment Services Corp.03-29-2010
Dalen B SnowNorthwestern Mutual Investment Services, LLCChase Investment Services Corp.03-02-2012
Anthony J PochowskiPNC InvestmentsChase Investment Services Corp.07-01-2012
Evan Michael TeskaPNC InvestmentsChase Investment Services Corp.$25008-27-2010
Kasey Ryan VerginSecurities America, Inc.Chase Investment Services Corp.$15002-01-2011
Benjamin Edward WagnerThrivent Investment Management Inc.Chase Investment Services Corp.12-21-2011
Daniel P NowakU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-01-2012
Aaron T OlsonU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10003-12-2012
Troy Allen BystolU.S. Bancorp Investments, Inc.Chase Investment Services Corp.04-18-2011
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.