Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah J. WolfJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Anthony T BestJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Zenia QureshiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Carl OpitzJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gricelda AyalaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Nathan W BakerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jason A YorgensenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Tracie L FarleyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Creighton Michael DraccaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Glen A NeeleyLPL Financial LLCChase Investment Services Corp.07-27-2012
Peter John UristaquehlWells Fargo Clearing Services, LLCChase Investment Services Corp.09-30-2011
Chad Michael DurfeyAmeriprise Financial Services, Inc.Chase Investment Services Corp.06-02-2011
Troy Allen BystolU.S. Bancorp Investments, Inc.Chase Investment Services Corp.04-18-2011
Kelly Gerard WatzkaAssociated Investment Services, Inc.Chase Investment Services Corp.$5010-25-2010
Perry Brennan WorzellaU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10005-28-2010
Mary Elizabeth BushAmeriprise Financial Services, Inc.Chase Investment Services Corp.$2502-04-2009
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Showing 26 to 42 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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