Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Joseph MartzahlMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bruce Douglas WesterveltMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Christopher L. ClarkMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher Lee AlexanderMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Craig Timothy DarlingRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
David Alan LindbergMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David James LownikMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Sebag, Michele L. PeacockRBC Capital Markets, LLCCitigroup Global Markets Inc.$15006-04-2009
Denison J. KummrowMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Dudley James Godfrey IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Gary James PerraultUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-06-2009
Gregg Alan ShafferMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Gregory Allen KostkaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Garrett LavelleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Lloyd Hern Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Jeffrey John KinzigerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
Jenny M SantekMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Charles MeyerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Christopher SchwalbachMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph Lewis Heil Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Karl Matthew AndersonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Keith Franklin MartensMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Laura Beth PearsonLPL Financial LLCCitigroup Global Markets Inc.03-05-2009
Lawrence Joseph ClarkMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Lindsey Marie KabatRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-22-2009
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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