Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kiran Ravindra KhotMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-05-2019
Timothy D. ObermuellerPackerland Brokerage Services, Inc.Edward Jones01-28-2019
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
Dale KolarLPL FinancialEdward Jones$9011-09-2018
James AsplinLPL FinancialEdward Jones$18008-25-2018
Kristen Elaine CarreiraLPL Financial LLCEdward Jones$2507-25-2018
Patrick Mathew MinskeyLPL Financial LLCEdward Jones$15005-25-2018
Zachary Richard DeboerRaymond James Financial Services, Inc.Edward Jones01-31-2018
Marcus John MrugalaLPL Financial LLCEdward Jones$2508-04-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
James Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$106-09-2017
Karen Jo DebakerRaymond James Financial Services, Inc.Edward Jones05-25-2017
David James FreyRaymond James Financial Services, Inc.Edward Jones04-28-2017
Nicholas Scott MooreCRI Securities, LLCEdward Jones01-16-2017
Michael James ShindelarWells Fargo Clearing Services, LLCEdward Jones11-28-2016
Gerald George Arnholt IIINYLIFE Securities LLCEdward Jones11-16-2016
Jay David LandremanThrivent Investment Management Inc.Edward Jones10-26-2016
John WileyLPL FinancialEdward Jones$7009-28-2016
John Benjamin WileyLPL Financial LLCEdward Jones09-27-2016
Charles Harvey Kuhtz IIIFreedom Wealth AllianceEdward Jones08-12-2016
Charles KuhtzLPL FinancialEdward Jones$7008-12-2016
Christine Dawn LadeAmeriprise Financial Services, Inc.Edward Jones$107-29-2016
John James WhiteMML Investors Services, LLCEdward Jones07-11-2016
Next Page »

Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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