Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kiran Ravindra KhotMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-05-2019
Timothy D. ObermuellerPackerland Brokerage Services, Inc.Edward Jones01-28-2019
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
Dale KolarLPL FinancialEdward Jones$9011-09-2018
James AsplinLPL FinancialEdward Jones$18008-25-2018
Kristen Elaine CarreiraLPL Financial LLCEdward Jones$2507-25-2018
Patrick Mathew MinskeyLPL Financial LLCEdward Jones$15005-25-2018
Zachary Richard DeboerRaymond James Financial Services, Inc.Edward Jones01-31-2018
Marcus John MrugalaLPL Financial LLCEdward Jones$2508-04-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
James Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$106-09-2017
Karen Jo DebakerRaymond James Financial Services, Inc.Edward Jones05-25-2017
David James FreyRaymond James Financial Services, Inc.Edward Jones04-28-2017
Nicholas Scott MooreCRI Securities, LLCEdward Jones01-16-2017
Michael James ShindelarWells Fargo Clearing Services, LLCEdward Jones11-28-2016
Gerald George Arnholt IIINYLIFE Securities LLCEdward Jones11-16-2016
Jay David LandremanThrivent Investment Management Inc.Edward Jones10-26-2016
John WileyLPL FinancialEdward Jones$7009-28-2016
John Benjamin WileyLPL Financial LLCEdward Jones09-27-2016
Charles Harvey Kuhtz IIIFreedom Wealth AllianceEdward Jones08-12-2016
Charles KuhtzLPL FinancialEdward Jones$7008-12-2016
Christine Dawn LadeAmeriprise Financial Services, Inc.Edward Jones$107-29-2016
John James WhiteMML Investors Services, LLCEdward Jones07-11-2016
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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