Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Saul JansenA.G.P. / Alliance Global PartnersEdward Jones05-03-2019
Christine Dawn LadeAmeriprise Financial Services, Inc.Edward Jones07-29-2016
Lisa Ann SpadoniAmeriprise Financial Services, Inc.Edward Jones01-23-2013
Andrew J. KlinzingBMO Harris Financial Advisors, Inc.Edward Jones10-30-2017
Patrick LoritzBMO Harris Financial Advisors, Inc.Edward Jones06-19-2015
Nicholas Scott MooreCRI Securities, LLCEdward Jones01-16-2017
Richard Fifield JrCUNA Brokerage Services, Inc.Edward Jones12-18-2018
David Bennett CutlerCUNA Brokerage Services, Inc.Edward Jones04-22-2015
Margaret Leora KingCUNA Brokerage Services, Inc.Edward Jones10-02-2012
Anne Marie MankEllenbecker Investment GroupEdward Jones09-13-2017
Charles Harvey Kuhtz IIIFreedom Wealth AllianceEdward Jones08-12-2016
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
Dale KolarLPL Financial LLCEdward Jones$9011-09-2018
James AsplinLPL Financial LLCEdward Jones$18008-25-2018
James Dean AsplinLPL Financial LLCEdward Jones$2508-24-2018
Kristen Elaine CarreiraLPL Financial LLCEdward Jones$2507-25-2018
Patrick Mathew MinskeyLPL Financial LLCEdward Jones$15005-25-2018
Marc MrugalaLPL Financial LLCEdward Jones$6508-04-2017
Marcus John MrugalaLPL Financial LLCEdward Jones$2508-04-2017
John WileyLPL Financial LLCEdward Jones$7009-28-2016
John Benjamin WileyLPL Financial LLCEdward Jones09-27-2016
Charles KuhtzLPL Financial LLCEdward Jones$7008-12-2016
Traci Lee PetersonLPL Financial LLCEdward Jones$2505-22-2015
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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