Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald F. DucharmeWells Fargo Investments, LLCEdward Jones$2501-26-2009
Christopher J LangPackerland Brokerage Services, Inc.Edward Jones02-09-2009
Darren Lee GraysonThe O.N. Equity Sales CompanyEdward Jones07-16-2009
Jason Philip WeierCountry Capital Management CompanyEdward Jones09-04-2009
Paul Jeffery GottshallRaymond James Financial Services, Inc.Edward Jones$110-30-2009
Michael Brandon PruittChase Investment Services Corp.Edward Jones11-09-2009
Brian Dylan AckerTower Square Securities, Inc.Edward Jones12-17-2009
Paul R. SerdynskiWells Fargo Advisors Financial Network, LLCEdward Jones$2502-26-2010
Aaron Michael LawryChase Investment Services Corp.Edward Jones03-30-2010
Stephen Wayne WattlesH. Beck, Inc.Edward Jones04-01-2010
Ted Andrew MatuszakWells Fargo Clearing Services, LLCEdward Jones05-03-2010
Samuel Oliver DehavenNYLIFE Securities LLCEdward Jones07-22-2010
Lisa Lynn LopacinskiChase Investment Services Corp.Edward Jones10-04-2010
Steven John IndermuehleMorgan StanleyEdward Jones11-05-2010
Scott Edward PochowskiPolar Investment Counsel, Inc.Edward Jones$2511-19-2010
Dane Lee KlintworthAmeriprise Financial Services, LLCEdward Jones11-22-2010
Adam Joseph SmitLPL Financial LLCEdward Jones$1011-26-2010
Debra Rose TerrillEdward JonesEdward Jones12-02-2010
Derek Andrew LeightonInvestment Centers of America, Inc.Edward Jones$1001-01-2011
Ronald Robert MorrisIndependent Financial PartnersEdward Jones02-17-2011
David G CooperAmeriprise Financial Services, LLCEdward Jones03-31-2011
Robert Anthony FormoloMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-07-2011
Andrew L. MartinLPL Financial LLCEdward Jones04-11-2011
Andrew Christopher TengbladLPL Financial LLCEdward Jones05-02-2011
Keith Michael LehnherrGirard Securities, Inc.Edward Jones05-02-2011
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Showing 1 to 25 of 140 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.