Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph SmitLPL Financial LLCEdward Jones11-26-2010
Andrew Daniel VoeltnerLPL Financial LLCEdward Jones12-18-2014
Andrew J. KennedyLPL Financial LLCEdward Jones03-18-2013
Andrew J. KlinzingBMO Harris Financial Advisors, Inc.Edward Jones10-30-2017
Andrew J. SchlaferRobert W. Baird & Co. IncorporatedEdward Jones$5012-09-2015
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
Anne Marie MankEllenbecker Investment GroupEdward Jones09-13-2017
Anthony Steven HerbensonRobert W. Baird & Co. IncorporatedEdward Jones10-04-2013
Brian Anthony PaulsonLPL Financial LLCEdward Jones06-20-2011
Brian Edwin FarleyThrivent Investment Management Inc.Edward Jones05-09-2019
Charles Harvey Kuhtz IIIFreedom Wealth AllianceEdward Jones08-12-2016
Charles KuhtzLPL Financial LLCEdward Jones$7008-12-2016
Christine Dawn LadeAmeriprise Financial Services, Inc.Edward Jones07-29-2016
Christopher J LangPackerland Brokerage Services, Inc.Edward Jones02-09-2009
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
Dale KolarLPL Financial LLCEdward Jones$9011-09-2018
David Bennett CutlerCUNA Brokerage Services, Inc.Edward Jones04-22-2015
David James FreyRaymond James Financial Services, Inc.Edward Jones04-28-2017
Francisco A RosalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-27-2019
Jacob Saul JansenA.G.P. / Alliance Global PartnersEdward Jones05-03-2019
James AsplinLPL Financial LLCEdward Jones$18008-25-2018
James Dean AsplinLPL Financial LLCEdward Jones$2508-24-2018
James Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-09-2017
John Benjamin WileyLPL Financial LLCEdward Jones09-27-2016
John WileyLPL Financial LLCEdward Jones$7009-28-2016
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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