Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Edwin FarleyThrivent Investment Management Inc.Edward Jones05-09-2019
Jacob Saul JansenA.G.P. / Alliance Global PartnersEdward Jones05-03-2019
Francisco A RosalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-27-2019
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
Timothy D. ObermuellerPackerland Brokerage Services, Inc.Edward Jones01-28-2019
Richard Fifield JrCUNA Brokerage Services, Inc.Edward Jones12-18-2018
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
Zachary Richard DeboerRaymond James Financial Services, Inc.Edward Jones01-31-2018
Andrew J. KlinzingBMO Harris Financial Advisors, Inc.Edward Jones10-30-2017
Anne Marie MankEllenbecker Investment GroupEdward Jones09-13-2017
James Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-09-2017
David James FreyRaymond James Financial Services, Inc.Edward Jones04-28-2017
Nicholas Scott MooreCRI Securities, LLCEdward Jones01-16-2017
Michael James ShindelarWells Fargo Clearing Services, LLCEdward Jones11-28-2016
John Benjamin WileyLPL Financial LLCEdward Jones09-27-2016
Charles Harvey Kuhtz IIIFreedom Wealth AllianceEdward Jones08-12-2016
Christine Dawn LadeAmeriprise Financial Services, Inc.Edward Jones07-29-2016
Patrick LoritzBMO Harris Financial Advisors, Inc.Edward Jones06-19-2015
Tyler M. KozelkaLPL Financial LLCEdward Jones05-22-2015
David Bennett CutlerCUNA Brokerage Services, Inc.Edward Jones04-22-2015
Andrew Daniel VoeltnerLPL Financial LLCEdward Jones12-18-2014
Rebecca C. HammerSecurities Service Network, LLCEdward Jones09-03-2014
Anthony Steven HerbensonRobert W. Baird & Co. IncorporatedEdward Jones10-04-2013
Andrew J. KennedyLPL Financial LLCEdward Jones03-18-2013
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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