Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shannon Marie DalyFidelity Brokerage Services LLCEdward Jones07-06-2016
Charles HartmanNorthwestern Mutual Investment Services, LLCEdward Jones06-07-2016
Jeane Mardi SchellJ.P. Morgan Securities LLCEdward Jones06-02-2016
John McInnesPackerland Brokerage Services, Inc.Edward Jones03-21-2016
Luke Elvin Joseph WillWaddell & ReedEdward Jones01-21-2016
Jon Kenneth GrobSecurities Service Network, LLCEdward Jones12-09-2015
Andrew J. SchlaferRobert W. Baird & Co. IncorporatedEdward Jones$5012-09-2015
Royce KurtzWoodbury Financial Services, Inc.Edward Jones11-13-2015
Christopher Michael NelsonThrivent Investment Management Inc.Edward Jones10-28-2015
David Alan FoemmelSII Investments, Inc.Edward Jones08-05-2015
Robert Wade MillerAssociated Investment Services, Inc.Edward Jones07-21-2015
Patrick LoritzBMO Harris Financial Advisors, Inc.Edward Jones06-19-2015
Traci Lee PetersonLPL Financial LLCEdward Jones$2505-22-2015
Tyler M. KozelkaLPL Financial LLCEdward Jones05-22-2015
Jennifer Marie TryznaAmeriprise Financial Services, LLCEdward Jones05-01-2015
David Bennett CutlerCUNA Brokerage Services, Inc.Edward Jones04-22-2015
Trevor Anthony ContiWaddell & ReedEdward Jones03-01-2015
Kevin Michael FlynnInvestment Centers of America, Inc.Edward Jones01-06-2015
Anthony Joseph PochowskiSII Investments, Inc.Edward Jones01-02-2015
Andrew Daniel VoeltnerLPL Financial LLCEdward Jones12-18-2014
Samantha J. KraftAmeriprise Financial Services, LLCEdward Jones11-26-2014
Deborah Ann DonathAmeriprise Financial Services, LLCEdward Jones09-12-2014
Mark Richard NeitzelRaymond James Financial Services, Inc.Edward Jones$1009-11-2014
Rebecca C. HammerSecurities Service Network, LLCEdward Jones09-03-2014
Michael Francis ShillinRaymond James Financial Services, Inc.Edward Jones$5008-21-2014
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Showing 51 to 75 of 140 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.