Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Bryan SlippyLPL Financial LLCEdward Jones05-28-2013
Jeffrey Joseph VenableLPL Financial LLCEdward Jones05-21-2013
Andrew James KennedyLPL Financial LLCEdward Jones03-18-2013
Steven J. MerlineU.S. Bancorp Investments, Inc.Edward Jones03-14-2013
Jason Andrew BuehrleLPL Financial LLCEdward Jones02-27-2013
Andrew William PaulPruco Securities, LLC.Edward Jones02-14-2013
Jennifer Dawson OlsonLPL Financial LLCEdward Jones01-30-2013
Lisa Ann SpadoniAmeriprise Financial Services, Inc.Edward Jones$2501-23-2013
Jeffrey Joseph WagnerWaddell & ReedEdward Jones12-21-2012
Jacob John MarxhausenRaymond James Financial Services, Inc.Edward Jones12-18-2012
William T StoebigLPL Financial LLCEdward Jones$2512-18-2012
Chadwick Michael SchloesserB. C. Ziegler and CompanyEdward Jones12-07-2012
Jacob William BainB. C. Ziegler and CompanyEdward Jones11-28-2012
Margaret Leora KingCUNA Brokerage Services, Inc.Edward Jones10-02-2012
Prosper John Pfannerstill IIINew England SecuritiesEdward Jones09-10-2012
James David Huskin IIPurshe Kaplan Sterling InvestmentsEdward Jones06-29-2012
Peter Michael HerzogINVEST Financial CorporationEdward Jones06-15-2012
Stuart Lee SeffroodLPL Financial LLCEdward Jones05-31-2012
Brian E WeinbergLPL Financial LLCEdward Jones05-02-2012
Frederick Gary WotrubaLPL Financial LLCEdward Jones04-24-2012
Gregory Andrew BartaszewiczMetLife Securities Inc.Edward Jones04-20-2012
Lisa Fang ChauLPL Financial LLCEdward Jones04-12-2012
Gregg Joseph MillerVoya Financial Advisors, Inc.Edward Jones04-09-2012
Jacob Adam KruegerBMO Harris Financial Advisors, Inc.Edward Jones04-09-2012
David Emil WeatherbeeLPL Financial LLCEdward Jones02-09-2012
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Showing 51 to 75 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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