Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph SmitLPL Financial LLCEdward Jones11-26-2010
Andrew Daniel VoeltnerLPL Financial LLCEdward Jones12-18-2014
Andrew J. KennedyLPL Financial LLCEdward Jones03-18-2013
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
Brian Anthony PaulsonLPL Financial LLCEdward Jones06-20-2011
Charles KuhtzLPL Financial LLCEdward Jones$7008-12-2016
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
Dale KolarLPL Financial LLCEdward Jones$9011-09-2018
James AsplinLPL Financial LLCEdward Jones$18008-25-2018
James Dean AsplinLPL Financial LLCEdward Jones$2508-24-2018
John Benjamin WileyLPL Financial LLCEdward Jones09-27-2016
John WileyLPL Financial LLCEdward Jones$7009-28-2016
Kristen Elaine CarreiraLPL Financial LLCEdward Jones$2507-25-2018
Marc MrugalaLPL Financial LLCEdward Jones$6508-04-2017
Marcus John MrugalaLPL Financial LLCEdward Jones$2508-04-2017
Patrick Mathew MinskeyLPL Financial LLCEdward Jones$15005-25-2018
Traci Lee PetersonLPL Financial LLCEdward Jones$2505-22-2015
Tyler M. KozelkaLPL Financial LLCEdward Jones05-22-2015
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
William T StoebigLPL Financial LLCEdward Jones12-18-2012

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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