Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Edwin FarleyThrivent Investment Management Inc.Edward Jones05-09-2019
Jacob Saul JansenA.G.P / Alliance Global PartnersEdward Jones05-03-2019
Francisco A RosalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-27-2019
Timothy Michael WalleriusTD Ameritrade Investment Management, LLCEdward Jones03-14-2019
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
Donald Justin IngallsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-15-2019
Timothy D. ObermuellerPackerland Brokerage Services, Inc.Edward Jones01-28-2019
Samuel F ZabkowiczU.S. Bancorp Investments, Inc.Edward Jones01-15-2019
Richard Fifield JrCUNA Brokerage Services, Inc.Edward Jones12-18-2018
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
Kiran Ravindra KhotMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-05-2019
Dale Andrew KolarLPL Financial LLCEdward Jones$60011-30-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.