Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Michael OswaldAnnex Wealth Management, LLCH. Beck, Inc.08-31-2009
Kirk SpanoBluemound Asset Management, LLCH. Beck, Inc.07-06-2010
James Francis MarshallLPL Financial LLCH. Beck, Inc.$10003-31-2011
Manuel Nmn RosadoLPL Financial LLCH. Beck, Inc.$10003-31-2011
Brian Eugene WhiteLPL Financial LLCH. Beck, Inc.$10003-31-2011
Jonathan James MarshallLPL Financial LLCH. Beck, Inc.$10003-31-2011
Cheryl Ann BesawLPL Financial LLCH. Beck, Inc.03-31-2011
John Frederic SchaetzelLPL Financial LLCH. Beck, Inc.03-31-2011
Michael Ernest VenturiniAnnex Wealth Management, LLCH. Beck, Inc.10-06-2011
Randall John WinklerAnnex Wealth Management, LLCH. Beck, Inc.02-17-2012
Scott Allen DziubekAnnex Wealth Management, LLCH. Beck, Inc.02-23-2012
Paul Alan NowakAnnex Wealth Management, LLCH. Beck, Inc.03-30-2012
Allen Richard DearingAnnex Wealth Management, LLCH. Beck, Inc.06-19-2012
Daniel Ralph KruegerAnnex Wealth Management, LLCH. Beck, Inc.11-27-2012
John Gerard SobiechAnnex Wealth Management, LLCH. Beck, Inc.12-06-2012
Jason Eugene GaniereAnnex Wealth Management, LLCH. Beck, Inc.10-25-2013
Richard Allan Kula Jr.Annex Wealth Management, LLCH. Beck, Inc.11-19-2013
Jeffrey Peter SchoutenAnnex Wealth Management, LLCH. Beck, Inc.01-01-2014
Neal Allen IgnatowskiCetera Advisor Networks LLCH. Beck, Inc.02-04-2014
Jacquelyn Lee SklenarAnnex Wealth Management, LLCH. Beck, Inc.12-16-2014
David George BattenAnnex Wealth Management, LLCH. Beck, Inc.01-13-2015
Chris John WeberAnnex Wealth Management, LLCH. Beck, Inc.04-20-2015
Kevin M. NemoirAmeriprise Financial Services, Inc.H. Beck, Inc.$50012-18-2015
Kurtis Lee MaltbyMorgan StanleyH. Beck, Inc.$10002-12-2016
David Carl MillsInvestment Centers of America, Inc.H. Beck, Inc.07-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.