Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Cronin EttingerLPL Financial LLCINVEST Financial Corporation$5006-25-2018
Eileen Renee MenacherAmeriprise Financial Services, Inc.INVEST Financial Corporation06-18-2018
Michael George KitzmanLPL Financial LLCINVEST Financial Corporation$5003-07-2018
Joyce Marie JohnstonLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Robert Kenneth LeibhamLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Gregory Dean BroermanLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Todd Michael SchoberLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Gary Alan FrankLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Wayne Karl GiesekeLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Gloria Jean WingLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Scott James GregoryLPL Financial LLCINVEST Financial Corporation$1502-14-2018
John Robert GehlhaartLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Shelly Lynn RynearsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Ann Marie NelsenLPL Financial LLCINVEST Financial Corporation02-14-2018
Matthew Scott CaseyLPL Financial LLCINVEST Financial Corporation02-14-2018
Samantha Nicole GuthrieLPL Financial LLCINVEST Financial Corporation02-14-2018
Keith Leslie HendricksLPL Financial LLCINVEST Financial Corporation02-14-2018
Teresa K McAlpineLPL Financial LLCINVEST Financial Corporation02-14-2018
Shawn Elijah QuellaLPL Financial LLCINVEST Financial Corporation02-14-2018
Robert Paul JacobsenRobert W. Baird & Co. IncorporatedINVEST Financial Corporation$20201-02-2018
Thomas John LindellEdward JonesINVEST Financial Corporation06-19-2017
Aurelio Tiangco CallopeLPL Financial LLCINVEST Financial Corporation$1011-18-2015
Frederick Gary WotrubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation05-26-2015
Susan Kaye DvoracekU.S. Bancorp Investments, Inc.INVEST Financial Corporation05-18-2015
Janet Gerler PobarLPL Financial LLCINVEST Financial Corporation$2505-17-2012
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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