Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aurelio Tiangco CallopeLPL Financial LLCINVEST Financial Corporation$1011-18-2015
Dean Michael HarwinRobert W. Baird & Co. IncorporatedINVEST Financial Corporation11-19-2010
Delores Marie HayesRaymond James Financial Services, Inc.INVEST Financial Corporation$1008-01-2009
Elisabeth Maria Sammer-KohlsJ.P. Morgan Securities LLCINVEST Financial Corporation03-03-2015
Eric Marvin DyeCetera Advisor Networks LLCINVEST Financial Corporation02-01-2013
Frederick Gary WotrubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation05-26-2015
Janet Gerler PobarLPL Financial LLCINVEST Financial Corporation05-17-2012
Kay Marie TuttleRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Kelly J FranceLPL Financial LLCINVEST Financial Corporation12-18-2013
Lance Christopher ProvoTIAA-CREF Individual & Institutional Services, LLCINVEST Financial Corporation$1403-03-2017
Mandee Kay PopeFidelity Brokerage Services LLCINVEST Financial Corporation01-03-2011
Mark Cronin EttingerLPL Financial LLCINVEST Financial Corporation06-25-2018
Mark Randolph FederationHarbour Investments, Inc.INVEST Financial Corporation06-13-2016
Megan Nicole HenryNorthwestern Mutual Investment Services, LLCINVEST Financial Corporation06-16-2015
Michael George KitzmanLPL Financial LLCINVEST Financial Corporation03-07-2018
Philip Eric WeisbachHarbour Investments, Inc.INVEST Financial Corporation07-09-2018
Robert Paul JacobsenRobert W. Baird & Co. IncorporatedINVEST Financial Corporation$20201-02-2018
Roger Manwaring Bowman IIRaymond James Financial Services, Inc.INVEST Financial Corporation08-01-2009
Susan Kaye DvoracekU.S. Bancorp Investments, Inc.INVEST Financial Corporation05-18-2015
Thomas John LindellEdward JonesINVEST Financial Corporation06-19-2017
Tim Lee HenkeJ.P. Morgan Securities LLCINVEST Financial Corporation09-12-2014
William Stephen TaylorPrincipal Securities, Inc.INVEST Financial Corporation10-04-2017

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.