Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Alexander JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-21-2018
Nicholas James CorrenteB. C. Ziegler and CompanyJ.P. Morgan Securities LLC05-04-2017
Lindsey R WilkeBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC03-28-2017
Dana Jean FeniliWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2503-03-2017
Scott Allen RichardsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5009-21-2016
Matthew Pascal MullenPNC InvestmentsJ.P. Morgan Securities LLC06-16-2016
Justin Mark LevanetzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$106-06-2016
Katey RoskopfLPL Financial LLCJ.P. Morgan Securities LLC06-06-2016
Randall Stuart KurtzThrivent Investment Management Inc.J.P. Morgan Securities LLC04-15-2016
Robert Francis SchneiderCleary Gull Inc.J.P. Morgan Securities LLC04-06-2016
Christopher David FetzerBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$103-07-2016
Tim Lee HenkeLPL Financial LLCJ.P. Morgan Securities LLC01-11-2016
Robert Jason SpectorPNC InvestmentsJ.P. Morgan Securities LLC$15010-02-2015
Christine Marie AllarWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$2509-18-2015
Dalip Singh ChadhaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-10-2015
Ingrid Cinthia NastBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-30-2015
Scott James BurnoskiBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-13-2015
Jason Edwin BuchingerAssociated Investment Services, Inc.J.P. Morgan Securities LLC04-08-2015
Kevin William BreckenfelderLPL Financial LLCJ.P. Morgan Securities LLC03-10-2015
Craig Steven VentoWaddell & ReedJ.P. Morgan Securities LLC02-06-2015
Brad Jon BrinkmeierLPL Financial LLCJ.P. Morgan Securities LLC12-22-2014
Bethany Ann MacdonaldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-19-2014
Scott Norman TankMWA Financial Services Inc.J.P. Morgan Securities LLC11-04-2014
Lisa M HallPNC InvestmentsJ.P. Morgan Securities LLC10-31-2014
Hassan Syed AkhtarWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-30-2014
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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