Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley John SimenzUBS Financial Services Inc.J.P. Morgan Securities LLC$5011-01-2010
Lee M McCarthyUBS Financial Services Inc.J.P. Morgan Securities LLC11-01-2010
John Joseph OHare IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-31-2011
Jonathan Douglas LeonardThrivent Investment Management Inc.J.P. Morgan Securities LLC02-27-2013
Kyle David LukowitzEdward JonesJ.P. Morgan Securities LLC$2505-31-2013
Patrick Robert RohdeMorgan StanleyJ.P. Morgan Securities LLC03-10-2014
Mary Anne SchulerBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC08-28-2014
Brent Thomas KatterheinrichWealthspire AdvisorsJ.P. Morgan Securities LLC09-24-2014
Scott James BurnoskiBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-13-2015
Scott Lee WisnewskiCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-22-2015
Robert Jason SpectorPNC InvestmentsJ.P. Morgan Securities LLC$15010-02-2015
Robert Francis SchneiderCleary Gull Inc.J.P. Morgan Securities LLC$10004-06-2016
Nicholas Jon DewsnapChurchill Management GroupJ.P. Morgan Securities LLC04-29-2016
Justin Mark LevanetzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-06-2016
Katey RoskopfLPL Financial LLCJ.P. Morgan Securities LLC06-06-2016
Tina Marie GlaserAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC07-06-2016
Scott Allen RichardsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5009-21-2016
Dana Jean FeniliWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2503-03-2017
James A MaglioccoAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-11-2017
Paula R SimonNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC09-19-2017
Richard Tirivanhuwo MakopeThrivent Investment Management Inc.J.P. Morgan Securities LLC06-22-2018
Tyler Alexander JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-21-2018
Joseph Jordan BachmeyerBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC02-13-2019
Sherri K GibbsBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC05-30-2019
Robert Duncan AikinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.