Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Allen Di Donato IIIAG Wealth Partners, LLCLPL Financial LLC03-11-2009
Robert Andrew O'BrienInvestment Centers of America, Inc.LPL Financial LLC08-01-2009
Lynn Charles BrinkmanH. Beck, Inc.LPL Financial LLC$10009-29-2009
Mark Charles HannaPrincipal Securities, Inc.LPL Financial LLC$15010-14-2009
Daniel Ralph KruegerH. Beck, Inc.LPL Financial LLC$10012-16-2009
Scott Allen DziubekH. Beck, Inc.LPL Financial LLC12-16-2009
Paul Alan NowakH. Beck, Inc.LPL Financial LLC12-16-2009
John Michael EckolaH. Beck, Inc.LPL Financial LLC12-21-2009
Robert Paul TeofiloH. Beck, Inc.LPL Financial LLC$10001-06-2010
Scott Douglas NowakH. Beck, Inc.LPL Financial LLC01-06-2010
Donald Patrick HaydenH. Beck, Inc.LPL Financial LLC01-06-2010
Joel Edwin FeldkampPackerland Brokerage Services, Inc.LPL Financial LLC$10001-26-2010
Alan Nelson BarnesAllstate Financial Services, LLCLPL Financial LLC$10004-08-2010
Michael Vinson TrickeyVoya Financial Advisors, Inc.LPL Financial LLC$10005-12-2010
Denis Earl JohnsonH. Beck, Inc.LPL Financial LLC$10007-15-2010
Carl Markham KakenmasterH. Beck, Inc.LPL Financial LLC07-19-2010
Joan Marie LeroseMorgan StanleyLPL Financial LLC$25010-01-2010
James William DummertH. Beck, Inc.LPL Financial LLC$25010-14-2010
Erik Alan SwensonIndependent Financial PartnersLPL Financial LLC12-02-2010
Joshua A. SwensonIndependent Financial PartnersLPL Financial LLC12-02-2010
Edward John JaegerIndependent Financial PartnersLPL Financial LLC12-13-2010
Pamela Lynn OttenPamela Otten LLCLPL Financial LLC03-25-2011
Kathryn Janette KaempfPrincipal Securities, Inc.LPL Financial LLC$10006-29-2011
Paul A HeesB. C. Ziegler and CompanyLPL Financial LLC07-18-2011
Frank Anthony Mularz IIIPNC InvestmentsLPL Financial LLC$10009-08-2011
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Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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