Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David ForcierCetera Investment Services LLCLPL Financial LLC08-23-2019
Kristi Nicole KennedyRobert W. Baird & Co. IncorporatedLPL Financial LLC08-19-2019
Christine Lynn ErdmanU.S. Bancorp Investments, Inc.LPL Financial LLC08-15-2019
Gerald Eric Hagman Jr.Woodbury Financial Services, Inc.LPL Financial LLC06-27-2019
Daniel James MurphyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)LPL Financial LLC06-07-2019
Sophia Louise RandallRobert W. Baird & Co. IncorporatedLPL Financial LLC05-31-2019
Christopher Stephen KoshyRobert W. Baird & Co. IncorporatedLPL Financial LLC03-06-2019
Joel Nicholas RevakThrivent Investment Management Inc.LPL Financial LLC02-05-2019
Miranda Joyce BondeOneAmerica Securities, Inc.LPL Financial LLC10-29-2018
Richard Allan ThompsonResonant Capital Advisors, LLCLPL Financial LLC10-23-2018
Shannon McGlocklinMML Investors Services, LLCLPL Financial LLC09-07-2018
Daniel David LottsU.S. Bancorp Investments, Inc.LPL Financial LLC07-16-2018
Thomas James NoelCWM, LLCLPL Financial LLC06-12-2018
Todd Alan WolffCWM, LLCLPL Financial LLC06-12-2018
Debra Ellen RanguetteCWM, LLCLPL Financial LLC06-12-2018
Taylor Robert SmithymanCWM, LLCLPL Financial LLC06-12-2018
Ross Anthony MuellerMutual Advisors, LLCLPL Financial LLC05-03-2018
Staci Eileen AllenRobert W. Baird & Co. IncorporatedLPL Financial LLC04-24-2018
Joshua D KassulkeAmeriprise Financial Services, Inc.LPL Financial LLC04-11-2018
Karl James WeizenickerWoodbury Financial Services, Inc.LPL Financial LLC10-31-2017
David Alan HornWoodbury Financial Services, Inc.LPL Financial LLC10-23-2017
Brooke Emily NapiwockiJ.W. Cole Financial, Inc.LPL Financial LLC04-29-2017
Bart Matthew LandsverkThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Tim Lee HenkeThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Scott Edward HanadelThe Huntington Investment CompanyLPL Financial LLC02-01-2017
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Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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