Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William John SutherlandBelpointe Asset Management LLCMML Investors Services, LLC08-18-2020
Scott David MosherBelpointe Asset Management LLCMML Investors Services, LLC08-18-2020
Michael Harold HaasePruco Securities, LLC.MML Investors Services, LLC05-04-2020
Todd William SivakLPL Financial LLCMML Investors Services, LLC04-17-2020
Jeremy WenzlowLPL Financial LLCMML Investors Services, LLC04-17-2020
Micah R SchroederLPL Financial LLCMML Investors Services, LLC04-17-2020
Michael Thomas SwartzVoya Financial Advisors, Inc.MML Investors Services, LLC03-27-2020
Freeman Timothy LindeVoya Financial Advisors, Inc.MML Investors Services, LLC03-04-2020
Joel Phillip DettwilerVoya Financial Advisors, Inc.MML Investors Services, LLC03-03-2020
Shelly Ann SquierSecurities America, Inc.MML Investors Services, LLC01-03-2020
Lindsey Marysa BessyPrincipal Securities, Inc.MML Investors Services, LLC$10012-19-2019
Russell E MontgomeryNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC12-17-2019
Guy McCauleyPrincipal Securities, Inc.MML Investors Services, LLC12-16-2019
Samuel Harris GreeneAmeriprise Financial Services, LLCMML Investors Services, LLC04-16-2019
Andrew DonohooPrincipal Securities, Inc.MML Investors Services, LLC03-29-2019
Cody BergerFidelity Brokerage Services LLCMML Investors Services, LLC11-21-2018
Jacob L OKeefeRoyal Alliance Associates, Inc.MML Investors Services, LLC$2011-01-2018
David J MonkPark Avenue Securities LLCMML Investors Services, LLC10-31-2018
John James WhiteRaymond James Financial Services, Inc.MML Investors Services, LLC10-31-2018
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Douglas Scott BiermanSagePoint Financial, Inc.MML Investors Services, LLC06-01-2018
Frank C BarnettSagePoint Financial, Inc.MML Investors Services, LLC06-01-2018
Scott DownsSagePoint Financial, Inc.MML Investors Services, LLC$90003-29-2018
Wayne Dale GrandySagePoint Financial, Inc.MML Investors Services, LLC02-28-2018
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.