Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Rick Brooks BoydWaddell & ReedMML Investors Services, LLC07-20-2018
Frank C BarnettSagePoint Financial, Inc.MML Investors Services, LLC$106-01-2018
Shane Robert SchusterPark Avenue Securities LLCMML Investors Services, LLC05-16-2018
Wayne Dale GrandySagePoint Financial, Inc.MML Investors Services, LLC$10002-28-2018
Brian Thomas WilmetSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
John E. WitczakSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
John Jerold CeaglskeSagePoint Financial, Inc.MML Investors Services, LLC$2501-18-2018
Stanley Alfred SakalowskiSignator Investors, Inc.MML Investors Services, LLC01-05-2018
Kyle J ThomasLPL Financial LLCMML Investors Services, LLC$2512-15-2017
Theodore Gilbert BaerLPL Financial LLCMML Investors Services, LLC$2512-15-2017
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC$112-04-2017
Jacob L BakerSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
James William BakerSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Matthew E LoverineSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Steven Donald KochSagePoint Financial, Inc.MML Investors Services, LLC$1011-10-2017
Taylor Cade HoskinsSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
John A MarlisPruco Securities, LLC.MML Investors Services, LLC$110-24-2017
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Michael John ReiselWaddell & ReedMML Investors Services, LLC10-19-2017
Jonathan William BurnsRaymond James Financial Services, Inc.MML Investors Services, LLC$109-07-2017
Kasey James KinneyRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Leslie Lynne BowmanRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Scott Charles AndersonRaymond James Financial Services, Inc.MML Investors Services, LLC$109-07-2017
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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