Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Robert SchanhoferCetera Advisor Networks LLCMML Investors Services, LLC02-20-2009
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$2502-25-2009
Tara Lynn O'ConnorChase Investment Services Corp.MML Investors Services, LLC04-01-2010
Andrew John WeykerAmeriprise Financial Services, LLCMML Investors Services, LLC$1006-02-2010
Kevin Paul MullaneKestra Investment Services, LLCMML Investors Services, LLC$2506-04-2010
Wayne Devonne BisekCetera Advisor Networks LLCMML Investors Services, LLC07-26-2010
Randal John GrossWoodbury Financial Services, Inc.MML Investors Services, LLC$1009-03-2010
Mark Edmund DonnanSII Investments, Inc.MML Investors Services, LLC01-03-2011
David Edward PentekSII Investments, Inc.MML Investors Services, LLC01-03-2011
Gregory Joseph HowellKCD Financial, Inc.MML Investors Services, LLC$1001-03-2011
Steven Michael EffertSII Investments, Inc.MML Investors Services, LLC01-04-2011
Kay Ann FreitagCetera Advisor Networks LLCMML Investors Services, LLC$2502-23-2011
William John KalmerKestra Investment Services, LLCMML Investors Services, LLC08-30-2011
Lynette Patricia LewensCoordinated Capital Securities, Inc.MML Investors Services, LLC$5011-09-2012
Harry Paul DormanSII Investments, Inc.MML Investors Services, LLC05-20-2013
Lisa A. Churas WernerCambridge Investment Research, Inc.MML Investors Services, LLC06-03-2013
Theodore Louis OdendahlVoya Financial Advisors, Inc.MML Investors Services, LLC06-14-2013
Bruce Patrick DonlanHarbour Investments, Inc.MML Investors Services, LLC$1006-20-2013
Jeremiah Joel SmithAPW Capital, Inc.MML Investors Services, LLC04-09-2014
James Allen FischerRegulus Advisors, LLCMML Investors Services, LLC07-15-2014
Mark Frederick McKeelAssociated Investment Services, Inc.MML Investors Services, LLC$2510-01-2014
Scott Steven PaterickHarbour Investments, Inc.MML Investors Services, LLC10-22-2014
Anthony J ZilliLPL Financial LLCMML Investors Services, LLC12-16-2014
William J SchneppLPL Financial LLCMML Investors Services, LLC01-20-2015
Justin GauvinSignator Investors, Inc.MML Investors Services, LLC11-06-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.