Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert John BroadheadWoodbury Financial Services, Inc.MML Investors Services, LLC12-06-2019
Paula Jean GilsonSecurian Financial Services, Inc.MML Investors Services, LLC11-06-2019
Samuel Harris GreeneAmeriprise Financial Services, Inc.MML Investors Services, LLC04-16-2019
Andrew DonohooPrincipal Securities, Inc.MML Investors Services, LLC03-29-2019
Daniel OsbornHarbour Investments, Inc.MML Investors Services, LLC02-14-2019
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
John James WhiteRaymond James Financial Services, Inc.MML Investors Services, LLC10-31-2018
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Douglas Scott BiermanSagePoint Financial, Inc.MML Investors Services, LLC06-01-2018
Shane Robert SchusterPark Avenue Securities LLCMML Investors Services, LLC05-16-2018
Charles Thomas WinnAvantax Investment Services, Inc.MML Investors Services, LLC02-20-2018
John E. WitczakSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
Brian Thomas WilmetSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
Samuel P KruschelHogan FinancialMML Investors Services, LLC12-22-2017
Taylor Cade HoskinsSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
Jacob L BakerSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Michael John ReiselWaddell & ReedMML Investors Services, LLC10-19-2017
Kasey James KinneyRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Leslie Lynne BowmanRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Thomas Arthur BrienHarbour Investments, Inc.MML Investors Services, LLC09-07-2017
Derick Roger KlugSagePoint Financial, Inc.MML Investors Services, LLC09-01-2017
Tyler E DegeneffeEquity Services, Inc.MML Investors Services, LLC08-07-2017
Timothy William SackettHorace Mann Investors, Inc.MML Investors Services, LLC06-09-2017
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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