Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Scott FiedlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2018
Timothy Michael MagnerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Justin L FreeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Kenneth Allen JohnsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-25-2018
Jenny Kathryn WartinbeeRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2017
Michael J BernardyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Jamie Colburn WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2017
Graham Alan KesselWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2016
Mitchell George GaverJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2016
Keith Alan PoniewazThun Financial AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2016
Mary Opheim WeberWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$9806-19-2014
Adam J AusloosAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2014
Elisabeth Maria Sammer-KohlsINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2014
Linda Jane GradyThe Strategic Financial Alliance, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2014
Scott Jay BushmanThrivent Investment Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2013
Dylan Katz PinkusPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2013
Scott Anthony ForsterAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2013
Daniel Warren StaplesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-25-2013
Mark Bryan SlippyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2013
Michael Carl Osborn Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2013
Ronald Scott GrumleyWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Ardean Leroy EspegardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
Douglas Jay KrachtWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2012
Joseph Ray BrachmannQuest Capital Strategies, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2012
Michael Peter FranksLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-28-2012
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.