Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Jerome KetterMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Jason Robert PokornyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25001-01-2009
Robert T. DridaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
David Michael RetkowskiEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Halien Rose BesawRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Gregory Joseph HowellPackerland Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-30-2009
Patricia Michelle McdonoughNatcity Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2009
Jeffrey Robert TurleyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-18-2009
Cheryl Suzanne RetzlaffWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-18-2009
William Anthony HensienMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2009
Nathan T FarrB. C. Ziegler and CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-09-2009
Daniel R. HillSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2010
Abraham A. GoldbergWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2010
Michael Edward MccoleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
Robert Wells AllbrightM&I Investment Management Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2010
David Michael MuehlNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2011
Michael Roy TaylorAmeritas Investment Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50002-14-2011
Nicole Annette RalphRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2011
William Edward RichardsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-02-2011
David Mark SharpeAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2011
Lorri Anne CislerRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-23-2012
Keith Leonard RoweMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2012
Mark James ManionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-27-2012
Glen William RingwallUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-27-2012
Michael Peter FranksLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-28-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.