Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy John BlattnerLPL Financial LLCMetLife Securities Inc.$1001-04-2017
Kevin Regan FisherRaymond James Financial Services, Inc.MetLife Securities Inc.$1011-10-2016
Paul Frederick HugoNYLIFE Securities LLCMetLife Securities Inc.10-17-2016
Jason Paul BergemannJ.P. Morgan Securities LLCMetLife Securities Inc.10-14-2016
Patrick James ModjeskiSignator Investors, Inc.MetLife Securities Inc.10-03-2016
James Paul KolfNYLIFE Securities LLCMetLife Securities Inc.05-25-2016
Jonathan Geoffrey MeadNYLIFE Securities LLCMetLife Securities Inc.05-04-2016
Kenneth William FlanneryRaymond James Financial Services, Inc.MetLife Securities Inc.03-11-2016
David Samuel LicaryCetera Advisor Networks LLCMetLife Securities Inc.10-30-2015
Scott David KindermanCambridge Investment Research, Inc.MetLife Securities Inc.$108-18-2015
Paul Tomas TourvilleLPL Financial LLCMetLife Securities Inc.$5005-06-2015
Andrew M HouteLPL Financial LLCMetLife Securities Inc.$2505-05-2015
Edward G DevingerLPL Financial LLCMetLife Securities Inc.$105-05-2015
Peter Tomas TourvilleLPL Financial LLCMetLife Securities Inc.$5005-05-2015
Timothy A ZenkerLPL Financial LLCMetLife Securities Inc.$105-05-2015
Joseph D MeyerPackerland Brokerage Services, Inc.MetLife Securities Inc.$2501-15-2015
Gregory Joseph HowellKCD Financial, Inc.MetLife Securities Inc.$2510-10-2014
John Joseph Lerose IIIMorgan StanleyMetLife Securities Inc.01-31-2014
Chad Joseph DuddyJ.P. Morgan Securities LLCMetLife Securities Inc.11-26-2013
David J MixH. Beck, Inc.MetLife Securities Inc.11-22-2013
Kyle Bradley SvetlikCountry Capital Management CompanyMetLife Securities Inc.09-26-2013
Todd Michael GerbigSII Investments, Inc.MetLife Securities Inc.10-31-2012
Robert J HattonThrivent Investment Management Inc.MetLife Securities Inc.08-31-2012
Gregory Andrew BartaszewiczAllstate Financial Services, LLCMetLife Securities Inc.07-10-2012
Bernard Gerard Van EperenSII Investments, Inc.MetLife Securities Inc.05-01-2012
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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