Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew M HouteLPL Financial LLCMetLife Securities Inc.$10005-05-2015
Bernard Gerard Van EperenSII Investments, Inc.MetLife Securities Inc.$10005-01-2012
Chad Joseph DuddyJ.P. Morgan Securities LLCMetLife Securities Inc.11-26-2013
Craig Mark SiminskiEquity Design Advisors, LlcMetLife Securities Inc.04-28-2010
Darren M KlumpCapital Financial Services, Inc.MetLife Securities Inc.$10001-10-2011
David J MixH. Beck, Inc.MetLife Securities Inc.11-22-2013
David Keith GarrowCommonwealth Financial NetworkMetLife Securities Inc.08-01-2011
David Samuel LicaryCetera Advisor Networks LLCMetLife Securities Inc.10-30-2015
Edward G DevingerLPL Financial LLCMetLife Securities Inc.$10005-05-2015
Eric Timothy KaplaMorgan StanleyMetLife Securities Inc.08-19-2011
Gregory Andrew BartaszewiczAllstate Financial Services, LLCMetLife Securities Inc.07-10-2012
Gregory Joseph HowellKCD Financial, Inc.MetLife Securities Inc.$10010-10-2014
James Francis Wawrzyniakowski Jr.The Strategic Financial Alliance, Inc.MetLife Securities Inc.12-12-2011
James Paul KolfNYLIFE Securities LLCMetLife Securities Inc.$50005-25-2016
Jason Paul BergemannJ.P. Morgan Securities LLCMetLife Securities Inc.10-14-2016
John Joseph Lerose IIIMorgan StanleyMetLife Securities Inc.01-31-2014
Jonathan Geoffrey MeadNYLIFE Securities LLCMetLife Securities Inc.05-04-2016
Jonathan Michael FioritoChase Investment Services Corp.MetLife Securities Inc.08-10-2009
Joseph D MeyerPackerland Brokerage Services, Inc.MetLife Securities Inc.$25001-15-2015
Justus Gerald HedeenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$10004-30-2010
Kenneth William FlanneryRaymond James Financial Services, Inc.MetLife Securities Inc.03-11-2016
Kevin R FisherRaymond James Financial Services, Inc.MetLife Securities Inc.$10011-10-2016
Kristian L. FinfrockKalos Capital, Inc.MetLife Securities Inc.$10003-08-2012
Kyle SvetlikCountry Capital Management CompanyMetLife Securities Inc.09-26-2013
Leonard James StadtmuellerMorgan StanleyMetLife Securities Inc.08-19-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.