Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward OliverCambridge Investment Research, Inc.MetLife Securities Inc.11-10-2016
Paul Frederick HugoNYLIFE Securities LLCMetLife Securities Inc.10-17-2016
Jason Paul BergemannJ.P. Morgan Securities LLCMetLife Securities Inc.10-14-2016
Jonathan Geoffrey MeadNYLIFE Securities LLCMetLife Securities Inc.05-04-2016
Kenneth William FlanneryRaymond James Financial Services, Inc.MetLife Securities Inc.03-11-2016
Nicholas Ryan BurgeAmeriprise Financial Services, Inc.MetLife Securities Inc.12-02-2015
David Samuel LicaryCetera Advisor Networks LLCMetLife Securities Inc.10-30-2015
Timothy A ZenkerLPL Financial LLCMetLife Securities Inc.05-05-2015
John Joseph Lerose IIIMorgan StanleyMetLife Securities Inc.01-31-2014
Chad Joseph DuddyJ.P. Morgan Securities LLCMetLife Securities Inc.11-26-2013
David J MixH. Beck, Inc.MetLife Securities Inc.11-22-2013
Kyle SvetlikCountry Capital Management CompanyMetLife Securities Inc.09-26-2013
Robert J HattonThrivent Investment Management Inc.MetLife Securities Inc.08-31-2012
Gregory Andrew BartaszewiczAllstate Financial Services, LLCMetLife Securities Inc.07-10-2012
James Francis Wawrzyniakowski Jr.The Strategic Financial Alliance, Inc.MetLife Securities Inc.12-12-2011
Robert S. JohnstonPrincipal Securities, Inc.MetLife Securities Inc.10-31-2011
Eric Timothy KaplaMorgan StanleyMetLife Securities Inc.08-19-2011
Leonard James StadtmuellerMorgan StanleyMetLife Securities Inc.08-19-2011
Scott Allen FroemmingSII Investments, Inc.MetLife Securities Inc.08-01-2011
David Keith GarrowCommonwealth Financial NetworkMetLife Securities Inc.08-01-2011
Rebecca Lyn AgamaiteAdvisors Management Group IncMetLife Securities Inc.03-09-2011
Scott Allen MartyBrooklight Place Securities, Inc.MetLife Securities Inc.02-01-2011
Craig Mark SiminskiEquity Design Advisors, LlcMetLife Securities Inc.04-28-2010
Michael John BarrySII Investments, Inc.MetLife Securities Inc.03-23-2010
Terrence Raymond O'BrienThrivent Investment Management Inc.MetLife Securities Inc.12-10-2009
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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