Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Patrick HessAllstate Financial Services, LLCMorgan Stanley04-16-2018
Mary Elizabeth BaumerAmeriprise Financial Services, Inc.Morgan Stanley04-12-2019
Mitchell Rick GroeschlAmeriprise Financial Services, Inc.Morgan Stanley08-01-2017
Rick David GroeschlAmeriprise Financial Services, Inc.Morgan Stanley$12507-14-2017
Kelly A NoonanAmeriprise Financial Services, Inc.Morgan Stanley07-14-2017
Scott Allen LatzkeAmeriprise Financial Services, Inc.Morgan Stanley$10010-07-2016
Mark Thomas FillaAmeriprise Financial Services, Inc.Morgan Stanley$50010-07-2016
Joseph Oliver MartinAmeriprise Financial Services, Inc.Morgan Stanley$25007-24-2015
Michael Edward McColeAmeriprise Financial Services, Inc.Morgan Stanley$27310-04-2013
Gene Allen Summerfield Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15005-27-2011
Rickey Richard TiedemannBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley$25003-29-2012
Nicholas Charles HunzingerBMO Harris Financial Advisors, Inc.Morgan Stanley04-18-2017
Paul Harvey JochimsenCambridge Investment Research, Inc.Morgan Stanley$10002-22-2019
Jeremy Thomas WellerCambridge Investment Research, Inc.Morgan Stanley$15002-14-2014
Thomas Michael KuehtCedar Creek Securities, Inc.Morgan Stanley$25007-09-2012
Kevin James SteffenCedar Creek Securities, Inc.Morgan Stanley$10003-31-2010
Timothy John ScanlanCedar Creek Securities, Inc.Morgan Stanley$15003-31-2010
Peter John QuehlChase Investment Services Corp.Morgan Stanley11-09-2009
Patrick Daniel CollarCollar Capital Management, LLCMorgan Stanley12-11-2009
Vanee Ann RansomCommonwealth Financial NetworkMorgan Stanley$10003-13-2019
Ray James KrusicCommonwealth Financial NetworkMorgan Stanley$15001-25-2019
Ann MckeeverCommonwealth Financial NetworkMorgan Stanley06-25-2015
William Francis Gould Jr.Commonwealth Financial NetworkMorgan Stanley$15004-19-2013
Christopher Michael LamalCommonwealth Financial NetworkMorgan Stanley$25004-19-2013
Russell J OlsonCommonwealth Financial NetworkMorgan Stanley$10003-16-2012
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.