Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Rick GroeschlAmeriprise Financial Services, Inc.Morgan Stanley08-01-2017
Rick David GroeschlAmeriprise Financial Services, Inc.Morgan Stanley$12507-14-2017
Kelly A NoonanAmeriprise Financial Services, Inc.Morgan Stanley07-14-2017
Scott Latzke, Mark FillaAmeriprise Financial Services, Inc.Morgan Stanley$34410-07-2016
Scott Allen LatzkeAmeriprise Financial Services, Inc.Morgan Stanley$10010-07-2016
Mark Thomas FillaAmeriprise Financial Services, Inc.Morgan Stanley$5010-07-2016
Michael Edward McColeAmeriprise Financial Services, Inc.Morgan Stanley10-04-2013
Rickey Richard TiedemannBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley$2503-29-2012
Paul Harvey JochimsenCambridge Investment Research, Inc.Morgan Stanley02-22-2019
Patrick Daniel CollarCollar Capital Management, LLCMorgan Stanley12-11-2009
Ray James KrusicCommonwealth Financial NetworkMorgan Stanley$15001-25-2019
Russell J OlsonCommonwealth Financial NetworkMorgan Stanley$5003-16-2012
Brian D. Konz, William Thomas OswaldCommonwealth Financial NetworkMorgan Stanley09-25-2009
Steven Andrew MuellerCUNA Brokerage Services, Inc.Morgan Stanley02-24-2012
Michael Hull, Patrick HullDynasty Financial PartnersMorgan Stanley$3,83107-09-2012
Ryan Paul HaleEdward JonesMorgan Stanley08-25-2014
Thomas Jerome DornoffGranite Financial GroupMorgan Stanley08-30-2013
Ellen M. Duhamel, Thomas J. DornoffLPL Financial LLCMorgan Stanley$13008-30-2013
Ellen Marie DuhamelLPL Financial LLCMorgan Stanley$10008-30-2013
Allan Joseph HaupertLPL Financial LLCMorgan Stanley11-18-2009
James Brent LemonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2015
Joseph Coleman WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-17-2014
Larry Arthur ProchnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Mark Edward CapomaccioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-18-2011
Robert W FisherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-27-2010
Next Page »

Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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