Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Stephen Bacskai Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$25006-23-2009
Margaret Anne PrestigiacomoRobert W. Baird & Co. IncorporatedMorgan Stanley$10006-26-2009
Mark Anthony OttenStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50007-23-2009
Brian D. KonzCommonwealth Financial NetworkMorgan Stanley$10009-25-2009
Mary Elaine StricklandRobert W. Baird & Co. IncorporatedMorgan Stanley$50010-30-2009
Peter John QuehlChase Investment Services Corp.Morgan Stanley11-09-2009
Allan Joseph HaupertLPL Financial LLCMorgan Stanley$25011-18-2009
Patrick Daniel CollarCollar Capital Management, LLCMorgan Stanley12-11-2009
Kevin James SteffenCedar Creek Securities, Inc.Morgan Stanley$10003-31-2010
Timothy John ScanlanCedar Creek Securities, Inc.Morgan Stanley$15003-31-2010
John Paul Rahm IIIM&I Investment Management Corp.Morgan Stanley07-12-2010
Robert W FisherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50008-27-2010
Christopher Wade KrauseWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-07-2010
Jennifer Ann LucovichM&I Investment Management Corp.Morgan Stanley09-30-2010
James William Ritchay Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$50005-13-2011
Gene Allen Summerfield Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15005-27-2011
Phyllis Ann LovrienRobert W. Baird & Co. IncorporatedMorgan Stanley$25005-27-2011
Mark Edward CapomaccioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$27011-18-2011
Brittany Lauren GrabnerNorthwestern Mutual Investment Services, LLCMorgan Stanley01-18-2012
Frank Paul Janowitsch Jr.Waddell & ReedMorgan Stanley$25002-06-2012
Steven Andrew MuellerCUNA Brokerage Services, Inc.Morgan Stanley02-24-2012
Russell J OlsonCommonwealth Financial NetworkMorgan Stanley$10003-16-2012
Rickey Richard TiedemannBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley$25003-29-2012
Steven BriggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$20006-04-2012
Mark Laverne WoodWaddell & ReedMorgan Stanley06-21-2012
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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