Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Joseph HaupertLPL Financial LLCMorgan Stanley$25011-18-2009
Angela Anne KjorlienNorthwestern Mutual Investment Services, LLCMorgan Stanley$25012-20-2013
Ann MckeeverCommonwealth Financial NetworkMorgan Stanley06-25-2015
Berent KowarickJ.P. Morgan Securities LLCMorgan Stanley08-07-2018
Bernadette Therese LanserUBS Financial Services Inc.Morgan Stanley$50008-06-2013
Brian D. KonzCommonwealth Financial NetworkMorgan Stanley$10009-25-2009
Brian Grant CraigWintrust Investments LLCMorgan Stanley$25002-24-2017
Brittany Lauren GrabnerNorthwestern Mutual Investment Services, LLCMorgan Stanley01-18-2012
Bruce Gerard LanserUBS Financial Services Inc.Morgan Stanley$15008-06-2013
Charles C. NemeckayRobert W. Baird & Co. IncorporatedMorgan Stanley03-24-2017
Christopher Michael LamalCommonwealth Financial NetworkMorgan Stanley$25004-19-2013
Christopher Wade KrauseWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-07-2010
Craig E PetermanNakoma Capital Management, LLCMorgan Stanley04-22-2013
David Allen ThuliRobert W. Baird & Co. IncorporatedMorgan Stanley$10009-07-2018
Derek Michael EnglerRBC Capital Markets, LLCMorgan Stanley$10008-10-2018
Ellen Marie DuhamelLPL Financial LLCMorgan Stanley$10008-30-2013
Eric John LanningWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25003-15-2013
Frank Paul Janowitsch Jr.Waddell & ReedMorgan Stanley$25002-06-2012
Gene Allen Summerfield Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15005-27-2011
Gordon Peter KnuthRobert W. Baird & Co. IncorporatedMorgan Stanley$66005-04-2018
James Brent LemonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-12-2015
James William Ritchay Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$50005-13-2011
Jason Robert PokornyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25005-24-2013
Jennifer Ann LucovichM&I Investment Management Corp.Morgan Stanley09-30-2010
Jeremy Thomas WellerCambridge Investment Research, Inc.Morgan Stanley$15002-14-2014
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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