Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Elizabeth BaumerAmeriprise Financial Services, Inc.Morgan Stanley04-12-2019
Melissa Jane YunWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley03-25-2019
Berent KowarickJ.P. Morgan Securities LLCMorgan Stanley08-07-2018
Scott Joseph SommerLPL Financial LLCMorgan Stanley05-18-2018
Lisa Marie GorodenskiRobert W. Baird & Co. IncorporatedMorgan Stanley05-04-2018
Stephen Patrick HessAllstate Financial Services, LLCMorgan Stanley04-16-2018
Joseph Michael StillRaymond James Financial Services, Inc.Morgan Stanley03-27-2018
Mitchell Rick GroeschlAmeriprise Financial Services, Inc.Morgan Stanley08-01-2017
Kelly A NoonanAmeriprise Financial Services, Inc.Morgan Stanley07-14-2017
Zachary Mano GilsonU.S. Bancorp Investments, Inc.Morgan Stanley06-01-2017
Nicholas Charles HunzingerBMO Harris Financial Advisors, Inc.Morgan Stanley04-18-2017
Charles C. NemeckayRobert W. Baird & Co. IncorporatedMorgan Stanley03-24-2017
Lorelei PoganyRobert W. Baird & Co. IncorporatedMorgan Stanley03-20-2017
Ryan Joseph BoydCUNA Brokerage Services, Inc.Morgan Stanley05-18-2016
Steven David FerrisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley11-13-2015
Ann MckeeverCommonwealth Financial NetworkMorgan Stanley06-25-2015
Robert David HergetWaddell & ReedMorgan Stanley04-30-2015
Lisa Marie GorodenskiPNC InvestmentsMorgan Stanley11-13-2014
Richard Stanton FarmerThun Financial AdvisorsMorgan Stanley11-03-2014
Ryan Paul HaleEdward JonesMorgan Stanley08-25-2014
Leonard James StadtmuellerLPL Financial LLCMorgan Stanley10-07-2013
Ole Jacob WiersholmThrivent Investment Management Inc.Morgan Stanley10-04-2013
Thomas Jerome DornoffGranite Financial GroupMorgan Stanley08-30-2013
Craig E PetermanNakoma Capital Management, LLCMorgan Stanley04-22-2013
Richard Allan ThompsonSII Investments, Inc.Morgan Stanley07-12-2012
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.