Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Wayne PrevoWells Fargo Clearing Services, LLCMorgan Stanley$5304-18-2019
Mary Elizabeth BaumerAmeriprise Financial Services, LLCMorgan Stanley04-12-2019
Melissa Jane YunWells Fargo Clearing Services, LLCMorgan Stanley03-25-2019
Vanee Ann RansomCommonwealth Financial NetworkMorgan Stanley03-13-2019
Steven Patrick MeyerWells Fargo Clearing Services, LLCMorgan Stanley03-06-2019
Paul Harvey JochimsenCambridge Investment Research, Inc.Morgan Stanley02-22-2019
Ray James KrusicCommonwealth Financial NetworkMorgan Stanley$15001-25-2019
David Allen ThuliRobert W. Baird & Co. IncorporatedMorgan Stanley$10009-07-2018
Todd Michael WiedenfeldRBC Capital Markets, LLCMorgan Stanley$15008-10-2018
Derek Michael EnglerRBC Capital Markets, LLCMorgan Stanley$1,00008-10-2018
Nina Marie SeveriniRBC Capital Markets, LLCMorgan Stanley$5008-10-2018
Berent KowarickJ.P. Morgan Securities LLCMorgan Stanley08-07-2018

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.