Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trent Kealii SantosLPL Financial LLCPNC Investments01-31-2011
Matthew Cory EgnerLPL Financial LLCPNC Investments06-29-2015
Lisa HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-26-2019
Karl Brian MelnickAssociated Investment Services, Inc.PNC Investments$15010-21-2013
John Steven Matthews JrWintrust Investments LLCPNC Investments01-10-2020
James C CunninghamWells Fargo Clearing Services, LLCPNC Investments09-27-2017
Gregory Robert BisserU.S. Bancorp Investments, Inc.PNC Investments$10003-31-2010
Frank Anthony Mularz IIILPL Financial LLCPNC Investments07-17-2013
Esther Ezekiel InyangJ.P. Morgan Securities LLCPNC Investments08-10-2017
Elizabeth M KarshnaU.S. Bancorp Investments, Inc.PNC Investments02-02-2015
Charles Lynn Riley JrVoya Financial Advisors, Inc.PNC Investments$2506-09-2010
Cameron T GrayPark Capital Management, LLCPNC Investments04-18-2018
Ashley Marie Krueger-RookTIAA-CREF Individual & Institutional Services, LLCPNC Investments04-05-2016

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.