Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradford John Jakel401k Investment ProfessionalsPackerland Brokerage Services, Inc.$1010-13-2017
Jason Donald Marty401k Investment ProfessionalsPackerland Brokerage Services, Inc.02-26-2016
Anna Lynn LautenbachAllstate Financial Services, LLCPackerland Brokerage Services, Inc.06-23-2015
Anthony Carl RichterCapital Financial Services, Inc.Packerland Brokerage Services, Inc.12-02-2016
Scott John Van De HeyCapital Financial Services, Inc.Packerland Brokerage Services, Inc.12-01-2016
Terry Allen WollinCapital Financial Services, Inc.Packerland Brokerage Services, Inc.11-23-2015
Mark De Wayne SchweinlerCapital Financial Services, Inc.Packerland Brokerage Services, Inc.03-16-2015
William Robert Chambers IIIChambers Financial Group, LLC.Packerland Brokerage Services, Inc.06-11-2018
Wendy Rae LochChambers Financial Group, LLC.Packerland Brokerage Services, Inc.06-05-2018
Geoffrey Michael WolterstorffForesters Equity Services, Inc.Packerland Brokerage Services, Inc.03-08-2016
Christopher J LangKCD Financial, Inc.Packerland Brokerage Services, Inc.01-02-2020
Annette Marie GozaKCD Financial, Inc.Packerland Brokerage Services, Inc.03-30-2016
David Jon BernardeKCD Financial, Inc.Packerland Brokerage Services, Inc.01-12-2012
Thomas Robert SweetKestra Investment Services, LLCPackerland Brokerage Services, Inc.$5001-11-2019
Frank Mathew BriskiLPL Financial LLCPackerland Brokerage Services, Inc.06-20-2019
Peter Lawrence AndersonLPL Financial LLCPackerland Brokerage Services, Inc.$2504-16-2015
Martin Daniel FahlerLPL Financial LLCPackerland Brokerage Services, Inc.10-01-2014
Gregory Joseph HowellMML Investors Services, LLCPackerland Brokerage Services, Inc.03-19-2010
Scott Bradley NelsonNelson Financial ServicesPackerland Brokerage Services, Inc.01-26-2012
Todd John JohnsonNew England SecuritiesPackerland Brokerage Services, Inc.$2502-09-2009
Joel Thomas BlattnerNorthwestern Mutual Investment Services, LLCPackerland Brokerage Services, Inc.05-13-2014
Joshua Lee PreiserNYLIFE Securities LLCPackerland Brokerage Services, Inc.05-21-2019
Oscar Anthony ValleraPackerland Brokerage Services, Inc.Packerland Brokerage Services, Inc.$2504-03-2013
Mary Ann Therese ThielkePrincipal Securities, Inc.Packerland Brokerage Services, Inc.10-18-2010
David John ThomasPrivate Client Services, LLCPackerland Brokerage Services, Inc.10-08-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.