Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Mark AndersonTD Ameritrade Investment Management, LLCPrincipal Securities, Inc.03-25-2020
Jacob Richard DeeNorthwestern Mutual Investment Services, LLCPrincipal Securities, Inc.09-13-2019
Kristy Lyn PetersValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Joshua T. LiederValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Jacob John WelchValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Warren Clifford ClarkPrincipal Securities, Inc.Principal Securities, Inc.$5004-08-2019
Robert S JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Tracy L ReiersonPurshe Kaplan Sterling InvestmentsPrincipal Securities, Inc.$1906-25-2018
Brent John WelchValMark Securities, Inc.Principal Securities, Inc.$5006-01-2018
Brian Scott MenzelWoodbury Financial Services, Inc.Principal Securities, Inc.04-12-2018
Robert Harry KrieghoffPrincipal Securities, Inc.Principal Securities, Inc.03-21-2017
Jesse Tyler DunsmoreScottrade, Inc.Principal Securities, Inc.03-03-2017
Constance M Bessa-RittlerRoyal Alliance Associates, Inc.Principal Securities, Inc.$5010-07-2016
Mya Korin BranumMML Investors Services, LLCPrincipal Securities, Inc.08-09-2016
Bruce D WeigelCountry Capital Management CompanyPrincipal Securities, Inc.$2507-21-2016
Shannon McGlocklinLPL Financial LLCPrincipal Securities, Inc.01-05-2016
Gary Thomas JohnsonPackerland Brokerage Services, Inc.Principal Securities, Inc.01-05-2015
Justin John ZoromskiGreat Valley Advisor Group, Inc.Principal Securities, Inc.12-26-2014
Paul Alan WoitaLPL Financial LLCPrincipal Securities, Inc.12-17-2014
David E. HopkinsLPL Financial LLCPrincipal Securities, Inc.12-17-2014
Kyle J. BreitzmanSecurities Service Network, LLCPrincipal Securities, Inc.08-02-2013
Michael Anthony EliasPackerland Brokerage Services, Inc.Principal Securities, Inc.03-12-2013
Joseph Anthony TorelliRaymond James Financial Services, Inc.Principal Securities, Inc.08-12-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.