Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Andrew OBrienEdward JonesPrincipal Securities, Inc.01-20-2012
Paul Alan WoitaLPL Financial LLCPrincipal Securities, Inc.12-17-2014
David E HopkinsLPL Financial LLCPrincipal Securities, Inc.12-17-2014
Robert S JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Jacob Richard DeeNorthwestern Mutual Investment Services, LLCPrincipal Securities, Inc.09-13-2019
Nicole Lynn BeckerPackerland Brokerage Services, Inc.Principal Securities, Inc.07-02-2020
Tracy L ReiersonPurshe Kaplan Sterling InvestmentsPrincipal Securities, Inc.$1906-25-2018
Joseph Anthony TorelliRaymond James Financial Services, Inc.Principal Securities, Inc.$5008-12-2011
Constance M Bessa-RittlerRoyal Alliance Associates, Inc.Principal Securities, Inc.10-07-2016
Michael Shane SheppardSecurian Financial Services, Inc.Principal Securities, Inc.02-26-2019
Matthew Mark AndersonTD Ameritrade Investment Management, LLCPrincipal Securities, Inc.03-25-2020
Kristy Lyn PetersValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Joshua T LiederValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Jacob John WelchValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Brent John WelchValMark Securities, Inc.Principal Securities, Inc.$5006-01-2018
Brian Scott MenzelWoodbury Financial Services, Inc.Principal Securities, Inc.04-12-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.