Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Ann WattLPL Financial LLCRaymond James Financial Services, Inc.$10003-11-2009
Susan Christine KuhlenbeckLPL Financial LLCRaymond James Financial Services, Inc.$10003-11-2009
Jennifer Beth BartzLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
Scott David HeinsLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
William Eric OttoLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
Anne Caroline SapienzaIAG Wealth Partners, LLCRaymond James Financial Services, Inc.03-11-2009
Steven J SexmithAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$20004-21-2009
Todd Michael KreuserPackerland Brokerage Services, Inc.Raymond James Financial Services, Inc.05-20-2009
Erik Earl FinangerStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.10-23-2009
John William WolfCornerstone Financial Planning, Inc.Raymond James Financial Services, Inc.10-26-2009
Cassandra Noelle Fletcher DornLPL Financial LLCRaymond James Financial Services, Inc.04-18-2012
Karen Jean GieseWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.09-18-2012
Michelle April TeetersCetera Investment Services LLCRaymond James Financial Services, Inc.10-12-2012
Susan Kay SeversonTriad Advisors LLCRaymond James Financial Services, Inc.10-15-2012
Ty Alan BernickeBernicke Wealth Management, Ltd.Raymond James Financial Services, Inc.10-15-2012
Michael Gregory BrahmerBernicke Wealth Management, Ltd.Raymond James Financial Services, Inc.10-15-2012
Gail Mary ThiryPackerland Brokerage Services, Inc.Raymond James Financial Services, Inc.$10005-10-2013
Terry Scott SebranekCommonwealth Financial NetworkRaymond James Financial Services, Inc.$8707-15-2016
Joel V. Rewald, Kaleb Marcus FrawleyCommonwealth Financial NetworkRaymond James Financial Services, Inc.$5007-19-2016
Craig Scott LundquistCUNA Brokerage Services, Inc.Raymond James Financial Services, Inc.03-15-2017
Michael Francis ShillinA.G.P. / Alliance Global PartnersRaymond James Financial Services, Inc.$5005-23-2018
Jacob P. CoteU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.07-23-2018
Christopher Andrew McCamanLPL Financial LLCRaymond James Financial Services, Inc.08-22-2018
Leslie Kenneth GayLPL Financial LLCRaymond James Financial Services, Inc.$10012-07-2018
Laura Ann StanekLPL Financial LLCRaymond James Financial Services, Inc.$3712-07-2018
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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