Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
ERIC PAUL DENSONPrivate Client Services, LLCSII Investments, Inc.03-23-2018
Jeanann M KramerCUSO Financial Services, L.P.SII Investments, Inc.01-16-2018
Ruth Ann TsakonasWoodbury Financial Services, Inc.SII Investments, Inc.01-12-2018
Sharon Anne GreenWoodbury Financial Services, Inc.SII Investments, Inc.$5001-12-2018
Anthony Scott CariniWoodbury Financial Services, Inc.SII Investments, Inc.$5001-02-2018
Brian Robert HartlPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Dianne Marie KoepplerGeneos Wealth Management, Inc.SII Investments, Inc.01-02-2018
Michael George ChallePrivate Client Services, LLCSII Investments, Inc.01-02-2018
Nadine Thurner TarabishiPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Robert John LecapitainePrivate Client Services, LLCSII Investments, Inc.01-02-2018
David Gerald AdamsCommonwealth Financial NetworkSII Investments, Inc.$5012-19-2017
Lisa Kae AdamsCommonwealth Financial NetworkSII Investments, Inc.$5012-19-2017
Patrick Joseph MadsonNicolet Advisory Services, LLCSII Investments, Inc.12-19-2017
Jane Marie SnyderWoodbury Financial Services, Inc.SII Investments, Inc.$2512-18-2017
Peter Arnold HundtCommonwealth Financial NetworkSII Investments, Inc.12-18-2017
Kevin E RustWoodbury Financial Services, Inc.SII Investments, Inc.$112-15-2017
Thomas Allen WittkopfSagePoint Financial, Inc.SII Investments, Inc.$1012-15-2017
Daniel Edward Colvin Jr.Woodbury Financial Services, Inc.SII Investments, Inc.$5012-08-2017
Douglas James WaelchliHarbour Investments, Inc.SII Investments, Inc.$1812-08-2017
Kenneth Dale MushelWoodbury Financial Services, Inc.SII Investments, Inc.$2511-29-2017
Michael Gerald WhitehouseGeneos Wealth Management, Inc.SII Investments, Inc.11-29-2017
Anthony Joseph PochowskiCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
Brandon James MasbruchCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
John Joseph Johnson Sr.Kestra Investment Services, LLCSII Investments, Inc.$15011-27-2017
Kane Calvin SchraderCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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