Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Robert GeschkeLPL Financial LLCSII Investments, Inc.$1002-28-2018
Jeffrey Allen MulhernLPL Financial LLCSII Investments, Inc.$25002-14-2018
Frederick James GuistLPL Financial LLCSII Investments, Inc.$15002-14-2018
David James ShawLPL Financial LLCSII Investments, Inc.$12502-14-2018
Paul Daniel CulbertsonLPL Financial LLCSII Investments, Inc.$10302-14-2018
Timothy Randall BanksLPL Financial LLCSII Investments, Inc.$8702-14-2018
Carey Michael WolfLPL Financial LLCSII Investments, Inc.$5002-14-2018
Kevin Roy WoldtLPL Financial LLCSII Investments, Inc.$5002-14-2018
Justin Scott DumkeLPL Financial LLCSII Investments, Inc.$5002-14-2018
Bernard Gerard Van EperenLPL Financial LLCSII Investments, Inc.$5002-14-2018
James August Bradle Sr.LPL Financial LLCSII Investments, Inc.$2502-14-2018
Michael Robert McKillipLPL Financial LLCSII Investments, Inc.$2502-14-2018
Robert Denis WolowskiLPL Financial LLCSII Investments, Inc.$2502-14-2018
David Edward PentekLPL Financial LLCSII Investments, Inc.$2502-14-2018
Eric Dale HallLPL Financial LLCSII Investments, Inc.$2502-14-2018
Levi Donald CutlerLPL Financial LLCSII Investments, Inc.$2502-14-2018
Joseph William ArnoldLPL Financial LLCSII Investments, Inc.$1002-14-2018
Carol Jean SchumacherLPL Financial LLCSII Investments, Inc.02-14-2018
Blake Eugene DahlbyLPL Financial LLCSII Investments, Inc.02-14-2018
Jeffrey Gerard CollinsLPL Financial LLCSII Investments, Inc.02-14-2018
Gary Orvin FossumLPL Financial LLCSII Investments, Inc.02-14-2018
Curtis John DowlingLPL Financial LLCSII Investments, Inc.02-14-2018
John Joseph HoppLPL Financial LLCSII Investments, Inc.02-14-2018
Keith Scott RingelbergLPL Financial LLCSII Investments, Inc.02-14-2018
Harry Paul DormanLPL Financial LLCSII Investments, Inc.02-14-2018
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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