Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charlene Ann LarsenLPL Financial LLCThrivent Investment Management Inc.09-14-2009
Rodney Alan EissensMML Investors Services, LLCThrivent Investment Management Inc.02-26-2010
Dennis Carl HaaslMML Investors Services, LLCThrivent Investment Management Inc.02-26-2010
David Michael Behnke-SeperFirst Affirmative Financial Network LLCThrivent Investment Management Inc.09-21-2010
Mark Alan GustinRobert W. Baird & Co. IncorporatedThrivent Investment Management Inc.12-21-2010
Sara Susan KarweickMWA Financial Services Inc.Thrivent Investment Management Inc.06-08-2011
Timothy J KalamarzLPL Financial LLCThrivent Investment Management Inc.06-20-2011
Aaron Thomas BilitzPackerland Brokerage Services, Inc.Thrivent Investment Management Inc.12-06-2013
Timothy Ryan TrpkoshSuperior Financial Services, Inc.Thrivent Investment Management Inc.02-10-2014
Linda Diane KaliesJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-28-2014
Erik William ZippU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.07-07-2014
Michael Patrick DonnanRaymond James Financial Services, Inc.Thrivent Investment Management Inc.11-20-2014
Aaron Kyle BohmAssociated Investment Services, Inc.Thrivent Investment Management Inc.03-17-2016
James Gerard LonickPruco Securities, LLC.Thrivent Investment Management Inc.04-11-2016
Krista Marie JohnsonCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.06-10-2016
Cody Nicholas RickawayCambridge Investment Research, Inc.Thrivent Investment Management Inc.$1001-27-2017
Barry Scott ArnoldGlobal View Capital Management, LTDThrivent Investment Management Inc.02-20-2017
Joseph JostAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.03-29-2017
Curtis Alan BohmPruco Securities, LLC.Thrivent Investment Management Inc.08-15-2017
Kevin Jay MaloneyU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.$1010-31-2017
Gregory Paul SchauerAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-09-2018
Kasey Clinton SipiorskiMML Investors Services, LLCThrivent Investment Management Inc.05-07-2018
Shelly M. WohlerJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-10-2018
Mark John HoffmanMillborn Advisors, LtdThrivent Investment Management Inc.05-14-2018
Drew James AshlandMillborn Advisors, LtdThrivent Investment Management Inc.05-14-2018
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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