Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John VioletteCUNA Brokerage Services, Inc.U.S. Bancorp Investments, Inc.06-28-2019
Charles Edward ZwiefelhoferLPL Financial LLCU.S. Bancorp Investments, Inc.$5001-24-2018
Ashley Marie HewittBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.12-19-2017
Keith Leslie HendricksINVEST Financial CorporationU.S. Bancorp Investments, Inc.11-03-2017
Jeremiah Daniel KathBronfman E.L. Rothschild Capital, LLCU.S. Bancorp Investments, Inc.$10010-23-2017
Travis John KrakerAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$2902-03-2017
Daniel Steven AlexanderLPL Financial LLCU.S. Bancorp Investments, Inc.06-30-2016
Song-Sil AlexanderLPL Financial LLCU.S. Bancorp Investments, Inc.$5006-30-2016
Steven J. MerlineLPL Financial LLCU.S. Bancorp Investments, Inc.$1010-05-2015
Patrick David MeisterLPL Financial LLCU.S. Bancorp Investments, Inc.07-01-2015
Jeremy Charles PfaffBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.06-24-2015
Tim Russell GerdsJ.W. Cole Financial, Inc.U.S. Bancorp Investments, Inc.05-01-2015
Ronald David JahnkeAssociated Investment Services, Inc.U.S. Bancorp Investments, Inc.09-12-2014
Nathan W RainboltInvestment Centers of America, Inc.U.S. Bancorp Investments, Inc.07-02-2014
Esther Ezekiel InyangPNC InvestmentsU.S. Bancorp Investments, Inc.05-21-2013
Alan Scott SternbergJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$15003-11-2013
Scott Norman TankJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.02-05-2013
Matthew Robert MeckSII Investments, Inc.U.S. Bancorp Investments, Inc.12-18-2012
John Zingale SchiroMorgan StanleyU.S. Bancorp Investments, Inc.10-24-2011
Jeanann M KramerInvestment Centers of America, Inc.U.S. Bancorp Investments, Inc.11-18-2010
Erik Patrick DanielsNorthwestern Mutual Investment Services, LLCU.S. Bancorp Investments, Inc.$2508-30-2010
Bryan Jon GosdaMetLife Securities Inc.U.S. Bancorp Investments, Inc.11-05-2009
Paul Nicholas BehnkeM&I Financial Advisors, Inc.U.S. Bancorp Investments, Inc.11-04-2009
Nicholas Kearney HamiltonRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.08-21-2009
Leo Michael QuickMML Investors Services, LLCU.S. Bancorp Investments, Inc.08-11-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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