Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$2511-09-2018
Thomas Dennis KlugAmeriprise Financial Services, Inc.UBS Financial Services Inc.$25005-19-2017
Christian Michael NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-28-2017
Michael Orvin NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5004-28-2017
Debrah Jane OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Pamela K GretherAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Todd James BardenMorgan StanleyUBS Financial Services Inc.$15007-22-2016
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2502-16-2016
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.$2502-12-2016
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$9809-04-2015
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
Joseph Michael StillMorgan StanleyUBS Financial Services Inc.06-19-2015
Robin Lee TylerRBC Capital Markets, LLCUBS Financial Services Inc.06-08-2015
Crystal Jewel WipperfurthWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-13-2014
Melissa Jane YunMorgan StanleyUBS Financial Services Inc.01-07-2013
Steven Patrick MeyerMorgan StanleyUBS Financial Services Inc.01-07-2013
Scott Evans WhitcombWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$110-26-2012
Dan Joseph ViolaRBC Capital Markets, LLCUBS Financial Services Inc.$15011-04-2010
Todd Randle KrempaskyWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-27-2010
Matthew James OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-08-2010
Donald C SonsallaRBC Capital Markets, LLCUBS Financial Services Inc.$5009-03-2010
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$8807-09-2010
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$15007-09-2010
Lowell Steven RuefMorgan StanleyUBS Financial Services Inc.$1,00006-30-2010
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2505-28-2010
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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