Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Mcneill-SkorupanAmeriprise Advisor Services, Inc.UBS Financial Services Inc.01-05-2009
Cynthia G FarnsworthAmeriprise Financial Services, LLCUBS Financial Services Inc.$25010-01-2019
Donald James PaynterAmeriprise Financial Services, LLCUBS Financial Services Inc.$5011-09-2018
Thomas Dennis KlugAmeriprise Financial Services, LLCUBS Financial Services Inc.$25505-19-2017
Pamela Kay GretherAmeriprise Financial Services, LLCUBS Financial Services Inc.$10001-13-2017
Debrah Jane OelkeAmeriprise Financial Services, LLCUBS Financial Services Inc.$10001-13-2017
Ross FedeniaAmeriprise Financial Services, LLCUBS Financial Services Inc.08-21-2020
Elizabeth Chantal EricksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.06-16-2009
Samuel Oliver DehavenEdward JonesUBS Financial Services Inc.04-13-2009
Aris George BofilesH&R Block Financial Advisors, Inc.UBS Financial Services Inc.07-02-2009
Sheila Jane WilliamsLPL Financial LLCUBS Financial Services Inc.$1010-08-2009
Kenneth Paul ReskeLPL Financial LLCUBS Financial Services Inc.10-01-2009
Derek Matthew HahnM&I Investment Management Corp.UBS Financial Services Inc.06-21-2011
Michael Paul EbelingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-08-2009
Ryan G. MelbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-08-2009
Patricia Carlin AndersonMorgan StanleyUBS Financial Services Inc.$2506-23-2017
Jeffrey Allen NovakMorgan StanleyUBS Financial Services Inc.06-23-2017
Steven SchenkMorgan StanleyUBS Financial Services Inc.$2506-23-2017
Todd James BardenMorgan StanleyUBS Financial Services Inc.$5007-22-2016
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.$2502-12-2016
Joseph Michael StillMorgan StanleyUBS Financial Services Inc.06-19-2015
Steven Patrick MeyerMorgan StanleyUBS Financial Services Inc.01-07-2013
Melissa Jane YunMorgan StanleyUBS Financial Services Inc.01-07-2013
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$10007-09-2010
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$107-09-2010
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.