Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Mark TrebbyNorthland Securities, Inc.UBS Financial Services Inc.$5003-27-2009
Elizabeth Ann JanicekNorthland Securities, Inc.UBS Financial Services Inc.$10004-21-2009
Michael Paul EbelingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-08-2009
Ryan G MelbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-08-2009
Kenneth Paul ReskeLPL Financial LLCUBS Financial Services Inc.10-01-2009
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2505-28-2010
Paul Westphal John Ethington Dan Gilipsky Tyler BriggsRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$16006-09-2010
Lowell Steven RuefMorgan StanleyUBS Financial Services Inc.$1,00006-30-2010
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$15007-09-2010
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$8807-09-2010
Donald C SonsallaRBC Capital Markets, LLCUBS Financial Services Inc.$5009-03-2010
Matt OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-08-2010
Matthew James OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-08-2010
Todd KrempaskyWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-27-2010
Dan Joseph ViolaRBC Capital Markets, LLCUBS Financial Services Inc.$15011-04-2010
Jeffrey Howard GawelskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10001-07-2011
Jeffrey H Gawelski John JR Richards Linda DavisRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10002-01-2011
Scott Evans WhitcombWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-26-2012
Jack Robert KellerRaymond James Financial Services, Inc.UBS Financial Services Inc.$5004-16-2015
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$9809-04-2015
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.02-12-2016
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2502-16-2016
Todd J BardenMorgan StanleyUBS Financial Services Inc.$15007-22-2016
Debrah OelkeAmeriprise Financial Services, LLCUBS Financial Services Inc.$11901-13-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.