Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Ann Mcneill-SkorupanAmeriprise Advisor Services, Inc.UBS Financial Services Inc.01-05-2009
Adam Jason RickRBC Capital Markets, LLCUBS Financial Services Inc.01-13-2009
Andrew Stuart BoydRBC Capital Markets, LLCUBS Financial Services Inc.$10003-06-2009
Thomas Mark TrebbyNorthland Securities, Inc.UBS Financial Services Inc.$25003-27-2009
Samuel Oliver DehavenEdward JonesUBS Financial Services Inc.04-13-2009
Elizabeth Ann JanicekNorthland Securities, Inc.UBS Financial Services Inc.$10004-21-2009
Benjamin Garrett WubbelsNorthland Securities, Inc.UBS Financial Services Inc.04-22-2009
Elizabeth Chantal EricksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.06-16-2009
Aris George BofilesH&R Block Financial Advisors, Inc.UBS Financial Services Inc.07-02-2009
Michael John BuchnisStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15008-14-2009
Ryan G. MelbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-08-2009
Michael Paul EbelingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50009-08-2009
Kenneth Paul ReskeLPL Financial LLCUBS Financial Services Inc.$10010-01-2009
Sheila Jane WilliamsLPL Financial LLCUBS Financial Services Inc.$10010-08-2009
Patrick Joseph ToutantStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10010-16-2009
Stephen Forrest DrieverWells Fargo Investments, LLCUBS Financial Services Inc.$25010-21-2009
Lashell Louise LentzM&I Financial Advisors, Inc.UBS Financial Services Inc.$10011-01-2009
Alan John HenryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10011-11-2009
Jeffrey Edward KleineWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$28611-11-2009
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10005-28-2010
Tyler Randall BriggsRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10005-28-2010
Paul Eric WestphalRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.05-28-2010
Lowell Steven RuefMorgan StanleyUBS Financial Services Inc.$25006-30-2010
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$10007-09-2010
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$50007-09-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.