Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.07-09-2010
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$10007-09-2010
Christian Michael NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$19304-28-2017
Dan Joseph ViolaRBC Capital Markets, LLCUBS Financial Services Inc.$5011-04-2010
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10005-28-2010
Debrah Jane OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Donald C. SonsallaRBC Capital Markets, LLCUBS Financial Services Inc.$5009-03-2010
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5011-09-2018
Elizabeth Ann JanicekNorthland Securities, Inc.UBS Financial Services Inc.04-21-2009
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2509-04-2015
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-16-2016
Jon Edward EllefsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Kenneth Paul ReskeLPL Financial LLCUBS Financial Services Inc.10-01-2009
Lowell Steven RuefMorgan StanleyUBS Financial Services Inc.$2506-30-2010
Mark Anthony RogoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Matthew James OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-08-2010
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
Michael John BuchnisStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Michael Orvin NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5004-28-2017
Michael Patrick ToutantStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Michael Paul Ebeling, Ryan G. MelbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-08-2009
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.$2502-12-2016
Patricia Carlin Anderson, Jeffrey Allen Novak, Steven SchenkMorgan StanleyUBS Financial Services Inc.$2506-23-2017
Patricia Mary EckertStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Paul M PatrosStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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