Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph J. LaneRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-11-2019
Jeffrey Allen NovakMorgan StanleyUBS Financial Services Inc.06-23-2017
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-16-2016
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
Joseph Michael StillMorgan StanleyUBS Financial Services Inc.06-19-2015
Robin Lee TylerRBC Capital Markets, LLCUBS Financial Services Inc.06-08-2015
Crystal Jewel WipperfurthWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-13-2014
Steven Patrick MeyerMorgan StanleyUBS Financial Services Inc.01-07-2013
Melissa Jane YunMorgan StanleyUBS Financial Services Inc.01-07-2013
Scott Evans WhitcombWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-26-2012
Derek Matthew HahnM&I Investment Management Corp.UBS Financial Services Inc.06-21-2011
Jeffrey Howard GawelskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.01-07-2011
Matthew James OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-08-2010
Paul Eric WestphalRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.05-28-2010
Tyler Randall BriggsRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.05-28-2010
Jeffrey Edward KleineWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-11-2009
Kenneth Paul ReskeLPL Financial LLCUBS Financial Services Inc.10-01-2009
Ryan G. MelbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-08-2009
John Peter RichardsUBS Financial Services Inc.UBS Financial Services Inc.07-06-2009
Aris George BofilesH&R Block Financial Advisors, Inc.UBS Financial Services Inc.07-02-2009
Elizabeth Chantal EricksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.06-16-2009
Benjamin Garrett WubbelsNorthland Securities, Inc.UBS Financial Services Inc.04-22-2009
Elizabeth Ann JanicekNorthland Securities, Inc.UBS Financial Services Inc.04-21-2009
Samuel Oliver DehavenEdward JonesUBS Financial Services Inc.04-13-2009
Andrew Stuart BoydRBC Capital Markets, LLCUBS Financial Services Inc.03-06-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.