Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Allen KroeningerLPL Financial LLCWaddell & Reed$1005-21-2019
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Kurt William ZippPark Avenue Securities LLCWaddell & Reed$2505-31-2018
Peter Francis HeimermanIndependent Advisor Alliance, LLCWaddell & Reed09-26-2017
Timothy Alan GarbeSecurities Service Network, LLCWaddell & Reed09-08-2017
Kristi Lynn KaiserLPL Financial LLCWaddell & Reed$109-07-2017
Kurt Frederick TrieboldIndependent Advisor Alliance, LLCWaddell & Reed09-07-2017
Leo Craig LeschWoodbury Financial Services, Inc.Waddell & Reed$106-01-2017
Beau Eugene BauerBMO Harris Financial Advisors, Inc.Waddell & Reed05-24-2017
Craig Steven VentoTD Ameritrade Investment Management, LLCWaddell & Reed05-03-2017
Debra Mary MarshSII Investments, Inc.Waddell & Reed04-27-2017
Douglas Walter BerthonHD Vest Investment ServicesWaddell & Reed10-28-2016
Brennan Everett ScheelCUNA Brokerage Services, Inc.Waddell & Reed05-20-2016
Nivek Emorej RedmondEdward JonesWaddell & Reed10-23-2015
Charles Sebastian ClaussenPruco Securities, LLC.Waddell & Reed08-26-2015
Matthew Lewis ColePruco Securities, LLC.Waddell & Reed08-19-2015
Mitchell Scott ManningEdward JonesWaddell & Reed08-07-2015
Andrew Ruthenberg LafontainPruco Securities, LLC.Waddell & Reed$5008-04-2015
Daniel Scott Mac KenzieSilvernail Capital, LLCWaddell & Reed04-30-2015
Larry Joe ColemanAmeriprise Financial Services, Inc.Waddell & Reed12-12-2014
Heath Douglas MooreBaker Tilly Capital, LLCWaddell & Reed06-27-2014
William Paul EdingtonAllstate Financial Services, LLCWaddell & Reed$102-07-2014
Christopher Alan SwansonLPL Financial LLCWaddell & Reed$5011-04-2013
Jonathan Paul LaventureLPL Financial LLCWaddell & Reed$1,00007-01-2013
John Louis LusignanMWA Financial Services Inc.Waddell & Reed06-20-2013

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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