Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dante Alexander TrimbleState Farm VP Management Corp.Waddell & Reed02-10-2020
David Jerome JacksonLPL Financial LLCWaddell & Reed09-20-2019
Bridget Valexa JacksonLPL Financial LLCWaddell & Reed09-20-2019
Amanda Erin CampbellLPL Financial LLCWaddell & Reed09-20-2019
Steven Duane DyeLPL Financial LLCWaddell & Reed06-18-2019
David Allen KroeningerLPL Financial LLCWaddell & Reed$1005-21-2019
Gregory Edward AlftLPL Financial LLCWaddell & Reed05-21-2019
Charles Francis LawrenceAmeriprise Financial Services, LLCWaddell & Reed09-05-2018
Kurt William ZippPark Avenue Securities LLCWaddell & Reed$2505-31-2018
Luke Elvin Joseph WillPark Avenue Securities LLCWaddell & Reed05-31-2018
Christopher JohnsonJacobson & Schmitt Advisors, LLCWaddell & Reed02-01-2018
Peter Francis HeimermanLPL Financial LLCWaddell & Reed$1,00009-26-2017
Timothy Alan GarbeSecurities Service Network, LLCWaddell & Reed09-08-2017
Kristi Lynn KaiserLPL Financial LLCWaddell & Reed$109-07-2017
Kurt Frederick TrieboldIndependent Advisor Alliance, LLCWaddell & Reed$5309-07-2017
Daniel Kenneth SmithWFA Asset Management CorpWaddell & Reed06-26-2017
Leo Craig LeschWoodbury Financial Services, Inc.Waddell & Reed06-01-2017
Beau Eugene BauerBMO Harris Financial Advisors, Inc.Waddell & Reed05-24-2017
Craig Steven VentoTD Ameritrade Investment Management, LLCWaddell & Reed$3205-03-2017
Debra Mary MarshSII Investments, Inc.Waddell & Reed$1004-27-2017
Timothy James LarsonWipfli Financial Advisors, LLCWaddell & Reed03-20-2017
Douglas Walter BerthonAvantax Investment Services, Inc.Waddell & Reed10-28-2016
Matthew Tyler SilkeyJ.P. Morgan Securities LLCWaddell & Reed10-14-2016
Brennan Everett ScheelCUNA Brokerage Services, Inc.Waddell & Reed05-20-2016
Nivek Emorej RedmondEdward JonesWaddell & Reed10-23-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.